0000914190-19-000055.txt : 20190301 0000914190-19-000055.hdr.sgml : 20190301 20190301160606 ACCESSION NUMBER: 0000914190-19-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gunnerson Carrie L. CENTRAL INDEX KEY: 0001453628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 19649296 MAIL ADDRESS: STREET 1: 5556 HIGHWAY 9 CITY: ARMSTRONG STATE: IA ZIP: 50514 FORMER NAME: FORMER CONFORMED NAME: Majeski Carrie L DATE OF NAME CHANGE: 20090109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-27 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001453628 Gunnerson Carrie L. 5556 HIGHWAY 9 ARMSTRONG IA 50514 0 1 0 0 President and CEO Common Stock 2019-02-27 4 A 0 1000 0 A 47828 D Stock Option (Right to Buy) 5.01 2011-08-06 2020-08-06 Common Stock 5000 5000 D Represents 1,000 shares of fully-vested restricted stock granted in connection with the Reporting Person's execution of a new employment agreement with the Issuer. Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. /s/ Amanda Lorentz as attorney-in-fact for Carrie L. Gunnerson pursuant to a power of attorney previously filed. 2019-03-01