0000914190-18-000482.txt : 20181119 0000914190-18-000482.hdr.sgml : 20181119 20181119161623 ACCESSION NUMBER: 0000914190-18-000482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL J WARD JR CENTRAL INDEX KEY: 0001022585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 181192669 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-15 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001022585 MCCONNELL J WARD JR 5556 HIGHWAY 9 ARMSTRONG IA 50514 1 0 1 0 Common Stock 2018-11-15 4 P 0 29883 2.25 A 1818697 I By J. Ward McConnell, Jr. Living Trust Common Stock 2018-11-16 4 P 0 412 2.25 A 1819109 I By J. Ward McConnell, Jr. Living Trust Stock Option (Right to Buy) 8.66 2011-04-28 2021-04-28 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.75 2012-04-26 2022-04-26 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.40 2013-04-25 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.15 2014-04-29 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.70 2015-04-22 2025-04-22 Common Stock 2000 2000 D The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.23 to $2.25 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Amanda Lorentz as attorney-in-fact for J. Ward McConnell, Jr. pursuant to power of attorney previously filed. 2018-11-19