0000914190-18-000024.txt : 20180212 0000914190-18-000024.hdr.sgml : 20180212 20180212163451 ACCESSION NUMBER: 0000914190-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180208 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MARC H CENTRAL INDEX KEY: 0001257238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 18596965 MAIL ADDRESS: STREET 1: 1118 N QUEEN ST CITY: KINSTON STATE: NC ZIP: 28501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-08 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001257238 MCCONNELL MARC H P. O. BOX 6219 KINSTON NC 28501 1 0 0 0 Common Stock 45000 D Common Stock 5000 I By IRA #1 Common Stock 580 I By IRA #2 Common Stock 4250 I By spouse Common Stock 2018-02-08 4 P 0 5000 2.4167 A 5000 I By Child #1 Common Stock 2018-02-08 4 P 0 5000 2.4167 A 5000 I By Child #2 Stock Option (Right to Buy) 8.66 2011-04-28 2021-04-28 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.75 2012-04-26 2022-04-26 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.40 2013-04-25 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.15 2014-04-29 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.70 2015-04-22 2025-04-22 Common Stock 2000 2000 D Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.4499 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Amanda Lorentz as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed. 2018-02-12