0000914190-18-000017.txt : 20180207 0000914190-18-000017.hdr.sgml : 20180207 20180207164236 ACCESSION NUMBER: 0000914190-18-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180205 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gunnerson Carrie L. CENTRAL INDEX KEY: 0001453628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 18581636 MAIL ADDRESS: STREET 1: 5556 HIGHWAY 9 CITY: ARMSTRONG STATE: IA ZIP: 50514 FORMER NAME: FORMER CONFORMED NAME: Majeski Carrie L DATE OF NAME CHANGE: 20090109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-05 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001453628 Gunnerson Carrie L. 5556 HIGHWAY 9 ARMSTRONG IA 50514 0 1 0 0 President and CEO Common Stock 2018-02-05 4 A 0 10500 0 A 39421 D Stock Option (Right to Buy) 5.01 2011-08-06 2020-08-06 Common Stock 5000 5000 D Represents 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments annually beginning on February 5, 2019. Includes (i) 1,000 shares of restricted stock for which risks of forfeiture lapse on 2/13/18; (ii) 2,500 shares of restricted stock for which risks of forfeiture lapse on 1/29/19; (iii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/19 and 1/27/20; and 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21. /s/ Amanda Lorentz as attorney-in-fact for Carrie L. Gunnerson pursuant to a power of attorney previously filed. 2018-02-07