0000914190-17-000324.txt : 20171020 0000914190-17-000324.hdr.sgml : 20171020 20171020161812 ACCESSION NUMBER: 0000914190-17-000324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171018 FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MARC H CENTRAL INDEX KEY: 0001257238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 171147203 MAIL ADDRESS: STREET 1: 1118 N QUEEN ST CITY: KINSTON STATE: NC ZIP: 28501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-10-18 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001257238 MCCONNELL MARC H P. O. BOX 6219 KINSTON NC 28501 1 0 0 0 Common Stock 33000 D Common Stock 5000 I By IRA #1 Common Stock 580 I By IRA #2 Common Stock 2017-10-18 4 P 0 4000 2.35 A 4250 I By spouse Stock Option (Right to Buy) 8.66 2021-04-28 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.75 2022-04-26 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.40 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.15 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.70 2025-04-22 Common Stock 2000 2000 D Includes (i) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/29/18 and 1/29/19; and (ii) 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20. Fully exercisable. /s/ Amanda Lorentz as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed. 2017-10-20