0000914190-17-000140.txt : 20170501 0000914190-17-000140.hdr.sgml : 20170501 20170501163719 ACCESSION NUMBER: 0000914190-17-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170427 FILED AS OF DATE: 20170501 DATE AS OF CHANGE: 20170501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARTS WAY MANUFACTURING CO INC CENTRAL INDEX KEY: 0000007623 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 420920725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 BUSINESS PHONE: 7128643131 MAIL ADDRESS: STREET 1: P O BOX 288 CITY: ARMSTRONG STATE: IA ZIP: 50514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MARC H CENTRAL INDEX KEY: 0001257238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05131 FILM NUMBER: 17801322 MAIL ADDRESS: STREET 1: 1118 N QUEEN ST CITY: KINSTON STATE: NC ZIP: 28501 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-04-27 0000007623 ARTS WAY MANUFACTURING CO INC ARTW 0001257238 MCCONNELL MARC H P. O. BOX 6219 KINSTON NC 28501 1 0 0 0 Common Stock 2017-04-27 4 A 0 1000 0 A 33000 D Common Stock 5000 I By IRA #1 Common Stock 580 I By IRA #2 Common Stock 250 I By spouse Stock Option (Right to Buy) 8.66 2021-04-28 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.75 2022-04-26 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.40 2023-04-25 Common Stock 2000 2000 D Stock Option (Right to Buy) 6.15 2024-04-29 Common Stock 2000 2000 D Stock Option (Right to Buy) 4.70 2025-04-22 Common Stock 2000 2000 D Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan. Includes (i) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/29/18 and 1/29/19; and (ii) 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20. Fully exercisable. /s/ Amanda Lorentz as attorney-in-fact for Marc H. McConnell pursuant to power of attorney previously filed. 2017-05-01