-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AB2iJl+Jt8AukUnE804MTFiJMkZhbl0WVsf0U/mDnFWp6dIQwdAMfWiqQbwo7DPP QTf0lR4lQXH5crVqyyl7xA== 0000760461-97-000006.txt : 19970222 0000760461-97-000006.hdr.sgml : 19970222 ACCESSION NUMBER: 0000760461-97-000006 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970219 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENTECH INTERNATIONAL INC CENTRAL INDEX KEY: 0000760461 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 232259391 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-38634 FILM NUMBER: 97538507 BUSINESS ADDRESS: STREET 1: 195 CARTER DRIVE CITY: EDISON STATE: NJ ZIP: 08817 BUSINESS PHONE: 9082876640 MAIL ADDRESS: STREET 2: 195 CARTER DR CITY: EDISON STATE: NJ ZIP: 08817 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PENTECH INTERNATIONAL INC CENTRAL INDEX KEY: 0000760461 STANDARD INDUSTRIAL CLASSIFICATION: PENS, PENCILS & OTHER ARTISTS' MATERIALS [3950] IRS NUMBER: 232259391 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 195 CARTER DRIVE CITY: EDISON STATE: NJ ZIP: 08817 BUSINESS PHONE: 9082876640 MAIL ADDRESS: STREET 2: 195 CARTER DR CITY: EDISON STATE: NJ ZIP: 08817 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Pentech International, Inc. ---------------------------- (Name of Issuer) Common Stock, $.01 par value ---------------------------- (Title of Class of Securities 709635 ---------------------------- (CUSIP Number) Richard S. Kalin Kalin & Banner, 757 Third Avenue, New York, New York 10017 (212) 888-9010 ----------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 15, 1997 ---------------------------- (Date of Event which Requires Filing of this Statement) If the filing person had previously filed a statement 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) Page 1 of 5; There is no Exhibit Index SCHEDULE 13D CUSIP No. 706635 Page 2 of 5 pages 1. Name of reporting person. S.S. or I.R.S. Identification No. of Above Person Norman Melnick - ###-##-#### 2. Check the appropriate box if a member of a group*. (a) [ ] (b) [ ] 3. SEC use only. 4. Source of funds: PF (personal shares). 5. Check box if disclosure of legal proceedings if required pursuant to items 2(d) or 2(e). [ ] 6. Citizenship or place of organization: USA Number of shares beneficially owned by each reporting person with: 7. Sole voting power: 1,057,728 8. Shared voting power: 676,300 9. Sole dispositive power: 1,057,728 10. Shared dispositive power: 676,300 11. Aggregate amount beneficially owned by each reporting person: 1,734,028 12. Check box if the aggregate amount in row (11) excludes certain shares*. [ ] 13. Percentage of class represented by amount in row (11): 13.8% 14. Type of reporting person*: IN *SEE INSTRUCTIONS BEFORE FILING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Item 1. Security and Issuer. Common Stock, par value $.01 per shares (the"Shares") of Pentech International, Inc., 195 Carter Drive, Edison, New Jersey 08817 (the "Company"). Item 2. Identity and Background. (a) Name: Norman Melnick ("Mr. Melnick") (b) Residence or business address: 195 Carter Drive, Edison, New Jersey 08817 (c) Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted: Chairman and Director of the Company. (d) Whether or not during the last five years, such person has been convicted in a criminal proceeding (excluding traffic violations or similiar misdemeanors) and, if so, give the dates, nature of conviction, name and location of court, any penalty imposed, or other disposition of the case.: No. (e) Whether or not during the last five years, such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws; and if so, identify and describe such proceedings and summarize the terms of such judgment, decree or final order: No. (f) Citizenship: USA. Item 3. Source and Amount of Funds or Other Consideration: Mr. Melnick purchased 300,000 Shares of Common Stock of the Company in January 1991 for $150,000. Item 4. Purpose of Transaction: To report the acquisition of additional shares of Common Stock from the Company. Item 5. Interest in Securities of the Issuer: (a) Aggregate number owned by reporting person: 1,734,028 Shares, which includes (a) options to acquire 100,000 Shares, (b) 664,200 Shares owned by Mr. Melnick's wife and (c) 12,100 Shares held in trust for Deborah Lynn Melnick. Mr. Melnick disclaims beneficial ownership of items 5(b) and (c). (b) Sole power to vote: 1,057,728 Shares Shared power to vote: 676,300 Shares Sole power to dispose: 1,057,728 Shares Shared power to dispose: 676,300 Shares (c) Acquisition of 300,000 Shares from the Company in January 1997 for $150,000. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits. None. Page 4 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 10, 1997 s/ Norman Melnick Norman Melnick ptk\13add.nm Page 5 -----END PRIVACY-ENHANCED MESSAGE-----