0000759944-23-000070.txt : 20230428 0000759944-23-000070.hdr.sgml : 20230428 20230428170619 ACCESSION NUMBER: 0000759944-23-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230427 FILED AS OF DATE: 20230428 DATE AS OF CHANGE: 20230428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIEKERKA MICHELE N CENTRAL INDEX KEY: 0001359490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 23868109 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 2039006715 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 wf-form4_168271596529857.xml FORM 4 X0407 4 2023-04-27 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001359490 SIEKERKA MICHELE N C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 1 0 0 0 0 Common Stock 2023-04-27 4 A 0 4818 0 A 53089.726 D Common Stock 6102 I By IRA Common Stock 297 I By son Common Stock 297 I By daughter Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan /s/ Lindsey Cameron as Attorney-in-Fact 2023-04-28