0000759944-21-000035.txt : 20210303 0000759944-21-000035.hdr.sgml : 20210303 20210303172355 ACCESSION NUMBER: 0000759944-21-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN SAUN BRUCE CENTRAL INDEX KEY: 0001199914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 21710584 MAIL ADDRESS: STREET 1: CITIZENS FINANCIAL GROUP, INC. STREET 2: 600 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 wf-form4_161481020367731.xml FORM 4 X0306 4 2021-03-01 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001199914 VAN SAUN BRUCE C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 1 1 0 0 Chairman and CEO Common Stock 2021-03-01 4 A 0 42680 0 A 587255 D Common Stock 2021-03-01 4 F 0 63908 43.44 D 523347 D Common Stock 2021-03-02 4 F 0 8679 44.30 D 514668 D Common Stock 350000 I By GRAT Reflects an award in respect of shares of common stock of the company, par value $0.01, which has been granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. /s/ Lindsey Cameron, as Attorney-in-Fact 2021-03-03