0000759944-20-000053.txt : 20200424 0000759944-20-000053.hdr.sgml : 20200424 20200424161953 ACCESSION NUMBER: 0000759944-20-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200423 FILED AS OF DATE: 20200424 DATE AS OF CHANGE: 20200424 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOCH CHARLES JOHN CENTRAL INDEX KEY: 0001220183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 20815287 MAIL ADDRESS: STREET 1: CITIZENS FINANCIAL GROUP, INC. STREET 2: 600 WASHINGTON BLVD., CS119N CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 wf-form4_158775957534252.xml FORM 4 X0306 4 2020-04-23 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001220183 KOCH CHARLES JOHN C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 1 0 0 0 Common Stock 2020-04-23 4 A 0 6419 0 A 100343.123 D Reflects a restricted stock unit award granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan. /s/ Lindsey Cameron, as Attorney-in-Fact 2020-04-24