0000759944-18-000028.txt : 20180305 0000759944-18-000028.hdr.sgml : 20180305 20180305170345 ACCESSION NUMBER: 0000759944-18-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Mary Ellen CENTRAL INDEX KEY: 0001681536 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 18667087 MAIL ADDRESS: STREET 1: CITIZENS FINANCIAL GROUP, INC. STREET 2: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 wf-form4_152028740029505.xml FORM 4 X0306 4 2018-03-01 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001681536 Baker Mary Ellen C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BOULEVARD STAMFORD CT 06901 0 1 0 0 Head of Business Services Common Stock 2018-03-01 4 A 0 5685 0 A 8053 D Common Stock 2018-03-01 4 F 0 240 43.49 D 7813 D Reflects an award in respect of shares of common stock of the company, par value $0.01, granted to the filer pursuant to the Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan. /s/ Robin S. Elkowitz, as attorney in fact 2018-03-05