0000759944-16-000111.txt : 20160309 0000759944-16-000111.hdr.sgml : 20160309 20160309113856 ACCESSION NUMBER: 0000759944-16-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160307 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4014567000 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN SAUN BRUCE CENTRAL INDEX KEY: 0001199914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 161493740 MAIL ADDRESS: STREET 1: CITIZENS FINANCIAL GROUP, INC. STREET 2: 600 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 4 1 wf-form4_145754152568505.xml FORM 4 X0306 4 2016-03-07 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001199914 VAN SAUN BRUCE C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 1 1 0 0 Chairman and CEO Common Stock 2016-03-07 4 F 0 56278 21.93 D 593809 D Common Stock 2016-03-08 4 F 0 66661 21.53 D 527148 D /s/ Lindsey Cameron, as Attorney-in-Fact 2016-03-09