-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JrTPeoKXElnI72hCXfuF3KNuuY0nuRvuhdlMChMEwaNZUWRvV5hnftUuiogqTU2N O2qxOMy9vpDJ8jmoEFvoyw== 0001158666-02-000002.txt : 20020414 0001158666-02-000002.hdr.sgml : 20020413 ACCESSION NUMBER: 0001158666-02-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNTELLECT INC CENTRAL INDEX KEY: 0000758830 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 860486871 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41290 FILM NUMBER: 02515091 BUSINESS ADDRESS: STREET 1: 16610 N. BLACK CANYON HIGHWAY STREET 2: SUITE 100 CITY: PHOENIX STATE: AZ ZIP: 85053 BUSINESS PHONE: 602-789-2800 MAIL ADDRESS: STREET 1: 16610 N. BLACK CANYON HIGHWAY STREET 2: SUITE 100 CITY: PHOENIX STATE: AZ ZIP: 85053 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CUSICK RALPH A JR CENTRAL INDEX KEY: 0001158666 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4815 FT SUMNER DR CITY: BETHESDA STATE: MD ZIP: 20006 BUSINESS PHONE: 3012292600 MAIL ADDRESS: STREET 1: 4815 FT SUMNER DR CITY: BETHESDA STATE: MD ZIP: 20006 SC 13D/A 1 racsecamend.txt United States Securities and Exchange Commission Washington, DC 20549 Schedule 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Syntellect Inc. (Name of Issuer) Common Stock, $.01 par value (Title of class of securities) 87161-L-10-5 (Cusip #) Danielle Green UBS PaineWebber 1501 K Street NW Suite 1100 Washington, DC 20005 (202) 585-5451 (Name, address, and telephone number of person authorized to receive notices and communications) January 08, 2002 (Date of event which requires filing) Schedule 13D Amendment Cusip Number- 87161-L-10-5 Page 2 of 5 (1) Names of reporting persons---I.R.S. Identification Numbers of Above Persons: Ralph A. Cusick Jr. (2) Check the appropriate box if a member of a group N/A (3) SEC Use Only (4) Sources of Funds PF (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): N/A (6) Citizenship or Place of Organization USA (7) Number of Shares Sole Voting Power 560,000 (8) Shared Voting Power 65,000 (wife, Jacquelin A. Cusick) (9) Sole Dispositive Power 560,000 (10) Shared Dispositive Power 65,000 (wife, Jacquelin A. Cusick) Schedule 13D Amendment Cusip Number: 87161-L-10-5 Page 3 of 5 (11) Aggregate amount beneficially owned by each reporting person 625,000 (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares N/A (13) Percent of Class Represented by Amount in Row 5.5% (based on 11,292,070 shares outstanding at October 31, 2001) (14) Type of Reporting Person IN Item 1. Security and Issuer This Schedule 13D relates to shares of Common Stock, $.01 par value, of Syntellect, Inc., a Delaware corporation ("Issuer"). The principal executive offices of Issuer are located at 15810 North 28th Avenue, Phoenix, Arizona 85023. Item 2. Identity and Background a. Ralph A. Cusick, Jr. b. 4815 Sumner Drive Bethesda, MD 20816 c. Retired d. No criminal convictions during the last five years e. No civil proceedings during the last five years f. United States Citizen Schedule 13D Amendment Cusip Number: 87161-L-10-5 Page 4 of 5 Item 3. Source and amount of funds or other consideration Purchase was made of 5,000 shares on January 2, 2002 for $10,189.50 and 2,800 shares on January 8, 2002 for $4,473.30 with personal funds. Item 4. Purpose of transaction The purchase of Common Stock on January 2, 2002 was acquired for investment purposes only. Item 5. Interest in securities of the issuer a. 625,000 shares are owned representing 5.5% of the Issuer's issued and outstanding shares (based on 11, 292,070 shares outstanding on October 31, 2001) b. Ralph A. Cusick, Jr. is the sole beneficial owner of the securities identified in subsection (a) above, except that he owns 65,000 of those shares of the common stock jointly with his wife. c. The following transactions in the Common Stock were effected within the 60 days prior to January 22, 2001: Name Date # of shares $ per share Nature Ralph Cusick 1/18/02 5,000 $1.36 Open market purchase Ralph and 1/14/02 2,200 $1.52 Open market purchase Jacquelin Cusick Ralph and 1/14/02 5,000 $1.62 Open market purchase Jacquelin Cusick Ralph and 1/15/02 5,000 $1.45 Open market purchase Jacquelin Cusick Ralph and 1/16/02 5,000 $1.43 Open market purchase Jacquelin Cusick Ralph and 1/16/02 5,000 $1.38 Open market purchase Jacquelin Cusick Schedule 13D Amendment Cusip Number: 87161-L-10-5 Page 5 or 5 Ralph and 1/17/02 5,000 $1.38 Open market purchase Jacquelin Cusick Ralph and 1/18/02 5,000 $1.38 Open market purchase Jacquelin Cusick Ralph and 1/02/02 5,000 $1.94 Open market purchase Jacquelin Cusick Ralph and 1/08/02 2,800 $1.52 Open market purchase d. No other person other than Ralph A. Cusick Jr. has the right to receive or the power to direct the receipt of dividends from the shares of common stock held or the right to receive or the power to direct the receipt of the proceeds from the sale of such shares. e. Not applicable Item 6. Contracts, arrangements, understandings or relationships with respect to securities of issuer Except as described above there are no contracts, arrangements, understandings or relationships with respect to any securities of issuer, including but not limited to transfer or voting of any such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. Item 7. Material to be filed as exhibits N/A Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 22, 2002 /s/ Ralph A. Cusick, Jr. Ralph A. Cusick, Jr. -----END PRIVACY-ENHANCED MESSAGE-----