-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HS6HqW1JAMEmMo/+D0AzqsCsFDoOKP6ijZHjqHkRD5AMwuoTvo1GCU2eaY64g0Ya Jgfl2Hlq9rZXduOB5vuChA== 0000891618-97-000692.txt : 19970222 0000891618-97-000692.hdr.sgml : 19970222 ACCESSION NUMBER: 0000891618-97-000692 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD GROUP MEMBERS: GREGORY P. LAHANN GROUP MEMBERS: MICHAEL D. KAUFMAN GROUP MEMBERS: MK GVD FUND GROUP MEMBERS: MK GVD FUND, A CALIFORNIA LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNTELLECT INC CENTRAL INDEX KEY: 0000758830 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 860486871 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-43947 FILM NUMBER: 97536040 BUSINESS ADDRESS: STREET 1: 1000 HOLCOMB WOODS PARKWAY STREET 2: SUITE 410A CITY: ROSWELL STATE: GA ZIP: 30076 BUSINESS PHONE: 6027892800 MAIL ADDRESS: STREET 1: 1000 HOLCOMB WOODS PARKWAY STREET 2: SUITE 410A CITY: ROSWELL STATE: GA ZIP: 30076 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MK GVD FUND CENTRAL INDEX KEY: 0000935995 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 2471 E BAYSHORE RD STREET 2: SUITE 520 CITY: PALO ALTO STATE: CA ZIP: 94303 SC 13D 1 SCHEDULE 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ______) SYNTELLECT, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 87161L105 (CUSIP Number) MICHAEL D. KAUFMAN, 2471 E. BAYSHORE RD. # 520, PALO ALTO, CA 94303, (415-424-0151) (Name, Address, and Telephone Number of Person Authorized to Receive Notices and Communications) 12/30/96 (Date of Event which Requires Filing of this Statement) NOTE: THIS IS A FOLLOW-UP FILING VIA EDGAR AFTER PAPER FILING WAS MADE ON 1/8/97. 2 SCHEDULE 13D CUSIP NO. 87161L105 PAGE 2 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MK GVD Fund, a California Limited Partnership 94-3189969 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(a) or 2(b) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,070,000 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ---------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,070,000 PERSON ---------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,070,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION. 3 SCHEDULE 13D CUSIP NO. 87161L105 PAGE 3 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MK GVD Management, a California Limited Partnership 94-3189968 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(a) or 2(b) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 1,070,000 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ---------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,070,000 PERSON ---------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,070,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION. 4 SCHEDULE 13D CUSIP NO. 87161L105 PAGE 4 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Michael D. Kaufman ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF (for shares w/sole voting and dispositive power) WC (for shares w/shared voting and dispositive power) - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(a) or 2(b) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 75,000 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,070,000 OWNED BY ---------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 75,000 PERSON ---------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 1,070,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,145,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION. 5 SCHEDULE 13D CUSIP NO. 87161L105 PAGE 5 OF 8 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gregory P. Lahann ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(a) or 2(b) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 1,070,000 OWNED BY ---------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ---------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 1,070,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,070,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION. 6 SCHEDULE 13D ITEM 1. SECURITY AND ISSUER Common Stock Syntellect, Inc. 1000 Holcomb Woods Pkwy Roswell, GA 30076-2585 ITEM 2. IDENTITY AND BACKGROUND (A) MK GVD Fund (MKGVDF) MK GVD Management (MKGVDM) Michael D. Kaufman (Kaufman) Gregory P. Lahann (Lahann) (b) 2471 E. Bayshore Rd., Suite 520 Palo Alto, CA 94303 c) MKGVDF: Venture Capital Fund MKGVDM: General partner entity of MKGVDF Kaufman: management of venture capital funds. Lahann: management of venture capital funds. (d) None (e) None (f) MKGVDF and MKGVDM: California Limited Partnerships Kaufman and Lahann: USA ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION MKGVDF: Working capital; $4,153,386 MKGVDM: N/A (beneficial owner only) Kaufman: Personal Funds: $314,250 (for 75,000 shares purchased directly); N/A (for remainder of shares - beneficial owner only) Lahann: N/A (beneficial owner only) 7 ITEM 4. PURPOSE OF TRANSACTION Investment. (a) None (b) None (c) None (d) None (e) None (f) None (g) None (h) None (i) None (j) None ITEM 5. INTEREST IN SECURITIES OF ISSUER (a) MKGVDF: 1,070,000 shares Common Stock (8.0% of class) MKGVDM: 1,070,000 shares Common Stock (8.0% of class) Kaufman: 1,145,000 shares Common Stock(8.5% of class) Lahann: 1,070,000 shares Common Stock (8.0% of class) (b) MKGVDF: sole power to vote or to direct the vote of, and to dispose or to direct the disposition of, 1,070,000 shares. MKGVDM: sole power to vote or to direct the vote of, and to dispose or to direct the disposition of, 1,070,000 shares. Kaufman: sole power to vote or to direct the vote of, and to dispose or to direct the disposition of, 75,000 shares; shared power to vote or to direct the vote of, and to dispose or to direct the disposition of, 1,070,000 shares. Lahann: shared power to vote or to direct the vote of, and to dispose or to direct the disposition of, 1,070,000 shares. (c) MKGVDF: Open market purchase for cash of 20,000 shares on 12/17/96 at $4.23 per share; Private purchase for cash of 1,050,000 shares at $3 7/8 per share on 12/30/96 from Bull HN Information Systems, Inc.. MKGVDM: Beneficial owner of above shares owned by MKGVDF. Kaufman: Open market purchase for cash of 75,000 shares from 12/17/96 to 12/27/96 at an average price of $4.19 per share. Lahann: Beneficial owner of above shares owned by MKGVDF. (d) N/A. (e) N/A. 8 ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER N/A. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 1997 /s/ Michael D. Kaufman - ----------------------- --------------------------------------------- Date Michael D. Kaufman, individually, and on behalf of MKGVD Fund in his capacity as a general partner of MKGVD Management, which is the general partner of MKGVD Fund , and on behalf of MKGVD Management, in his capacity as a general partner thereof. /s/ Gregory Lahann --------------------------------------------- Gregory Lahann, individually, and on behalf of MKGVD Fund in his capacity as a general partner of MKGVD Management, which is the general partner of MKGVD Fund, and on behalf of MKGVD Management, in his capacity as a general partner thereof. -----END PRIVACY-ENHANCED MESSAGE-----