-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Adyu7X8zSbeDRCKtX3f8CwTWeTxKDFwLEEX7GPBLDowEKf0/RTzl+MjIWQ4FLrxD 3qaCeH+ev/UuutI+FxxPog== 0001236743-03-000002.txt : 20031217 0001236743-03-000002.hdr.sgml : 20031217 20031217141815 ACCESSION NUMBER: 0001236743-03-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031215 FILED AS OF DATE: 20031217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LASALA JOSEPH A JR CENTRAL INDEX KEY: 0001236743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 031059703 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 las179.xml X0201 4 2003-12-15 0 0000758004 NOVELL INC NOVL 0001236743 LASALA JOSEPH A JR 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 Sr. VP - General Counsel Stock Option to buy 9.4200 2003-12-15 4 A 0 71500 0 A 2004-12-15 2011-12-15 Common Stock 71500 71500 D Stock Option to buy 9.4200 2003-12-15 4 A 0 33000 0 A 2011-12-15 Common Stock 33000 33000 D Stock Option to buy 9.4200 2003-12-15 4 A 0 33000 0 A 2011-12-15 Common Stock 33000 33000 D 100% of the options vest on the close of business on the thirtieth consecutive trading day that the reported closing price of Novell's Common Stock on the NASDAQ National Market has been greater than or equal to 1.15 multiplied by the exercise price of the option; provided that if such condition is satisfied prior to the first annual anniversary of the date of grant, the vesting date shall occur on such first annual anniversary. If this condition is not satisfied, all of such options shall vest on the sixth annual anniversary of the date of grant. 100% of the options vest on the close of business on the thirtieth consecutive trading day that the reported closing price of Novell's Common Stock on the NASDAQ National Market has been greater than or equal to 1.265 multiplied by the exercise price of the option; provided that if such condition is satisfied prior to the second annual anniversary of the date of the grant, the vesting date shall occur on such second annual anniversary. If this condition is not satisfied, all of such options shall vest on the sixth annual anniversary of the date of grant Of these shares, 25% vest after 1 year, monthly thereafter so that options are fully vested in 4 years. By: /s/ Betty DePaola authorized signer for 2003-12-17 -----END PRIVACY-ENHANCED MESSAGE-----