0000758004-11-000037.txt : 20110428
0000758004-11-000037.hdr.sgml : 20110428
20110428122018
ACCESSION NUMBER: 0000758004-11-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110427
FILED AS OF DATE: 20110428
DATE AS OF CHANGE: 20110428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVELL INC
CENTRAL INDEX KEY: 0000758004
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 870393339
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 404 WYMAN STREET, SUITE 500
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 8018617000
MAIL ADDRESS:
STREET 1: 1800 SOUTH NOVELL PLACE
CITY: PROVO
STATE: UT
ZIP: 84606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CORRADO FRED
CENTRAL INDEX KEY: 0001237696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13351
FILM NUMBER: 11786678
MAIL ADDRESS:
STREET 1: 404 WYMAN STREET
STREET 2: SUITE 500
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-04-27
1
0000758004
NOVELL INC
NOVL
0001237696
CORRADO FRED
NOVELL, INC.
404 WYMAN STREET, SUITE 500
WALTHAM
MA
02451
1
0
0
0
Common Stock Equivalent
2011-04-27
4
D
0
380
6.10
D
Common Stock
380
0
D
Common Stock Equivalent
2011-04-27
4
D
0
95
6.10
D
Common Stock
95
0
D
Common Stock Equivalent
2011-04-27
4
D
0
481
6.10
D
Common Stock
481
0
D
Common Stock Equivalent
2011-04-27
4
D
0
120
6.10
D
Common Stock
120
0
D
Common Stock Equivalent
2011-04-27
4
D
0
520
6.10
D
Common Stock
520
0
D
Common Stock Equivalent
2011-04-27
4
D
0
130
6.10
D
Common Stock
130
0
D
Common Stock Equivalent
2011-04-27
4
D
0
431
6.10
D
Common Stock
431
0
D
Common Stock Equivalent
2011-04-27
4
D
0
107
6.10
D
Common Stock
107
0
D
Common Stock Equivalent
2011-04-27
4
D
0
428
6.10
D
Common Stock
428
0
D
Common Stock Equivalent
2011-04-27
4
D
0
107
6.10
D
Common Stock
107
0
D
Common Stock Equivalent
2011-04-27
4
D
0
465
6.10
D
Common Stock
465
0
D
Common Stock Equivalent
2011-04-27
4
D
0
116
6.10
D
Common Stock
116
0
D
Common Stock Equivalent
2011-04-27
4
D
0
413
6.10
D
Common Stock
413
0
D
Common Stock Equivalent
2011-04-27
4
D
0
103
6.10
D
Common Stock
103
0
D
Common Stock Equivalent
2011-04-27
4
D
0
491
6.10
D
Common Stock
491
0
D
Common Stock Equivalent
2011-04-27
4
D
0
122
6.10
D
Common Stock
122
0
D
Each common stock equivalent ("CSE") is the economic equivalent of one share of Novell common stock.
Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,318, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $579.50, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,934.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $732, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,172, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $793, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,629.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $652.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,610.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $652.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,836.50, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $707.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,519.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $628.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,995.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2011 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $744.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE.
Form 2 of 2
/s/ Elspeth Grant Pruett/Attorney-in-fact
2011-04-28