0000758004-11-000037.txt : 20110428 0000758004-11-000037.hdr.sgml : 20110428 20110428122018 ACCESSION NUMBER: 0000758004-11-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110427 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORRADO FRED CENTRAL INDEX KEY: 0001237696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 11786678 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-27 1 0000758004 NOVELL INC NOVL 0001237696 CORRADO FRED NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock Equivalent 2011-04-27 4 D 0 380 6.10 D Common Stock 380 0 D Common Stock Equivalent 2011-04-27 4 D 0 95 6.10 D Common Stock 95 0 D Common Stock Equivalent 2011-04-27 4 D 0 481 6.10 D Common Stock 481 0 D Common Stock Equivalent 2011-04-27 4 D 0 120 6.10 D Common Stock 120 0 D Common Stock Equivalent 2011-04-27 4 D 0 520 6.10 D Common Stock 520 0 D Common Stock Equivalent 2011-04-27 4 D 0 130 6.10 D Common Stock 130 0 D Common Stock Equivalent 2011-04-27 4 D 0 431 6.10 D Common Stock 431 0 D Common Stock Equivalent 2011-04-27 4 D 0 107 6.10 D Common Stock 107 0 D Common Stock Equivalent 2011-04-27 4 D 0 428 6.10 D Common Stock 428 0 D Common Stock Equivalent 2011-04-27 4 D 0 107 6.10 D Common Stock 107 0 D Common Stock Equivalent 2011-04-27 4 D 0 465 6.10 D Common Stock 465 0 D Common Stock Equivalent 2011-04-27 4 D 0 116 6.10 D Common Stock 116 0 D Common Stock Equivalent 2011-04-27 4 D 0 413 6.10 D Common Stock 413 0 D Common Stock Equivalent 2011-04-27 4 D 0 103 6.10 D Common Stock 103 0 D Common Stock Equivalent 2011-04-27 4 D 0 491 6.10 D Common Stock 491 0 D Common Stock Equivalent 2011-04-27 4 D 0 122 6.10 D Common Stock 122 0 D Each common stock equivalent ("CSE") is the economic equivalent of one share of Novell common stock. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,318, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $579.50, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,934.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $732, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $3,172, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2009 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $793, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,629.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $652.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,610.80, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on May 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $652.70, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,836.50, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on August 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $707.60, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,519.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on November 1, 2010 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $628.30, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this CSE, which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $2,995.10, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Pursuant to the Merger Agreement, this match CSE, which vested on February 1, 2011 and which according to its terms converts to common stock upon the reporting person's retirement from the Board, was canceled in exchange for a cash payment of $744.20, representing the product of the Merger Consideration multiplied by the number of notional shares of Novell common stock subject to such CSE. Form 2 of 2 /s/ Elspeth Grant Pruett/Attorney-in-fact 2011-04-28