-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NUxLTElafkuZgTVkJzQWApyGFOPBEqJyJd/kgm062old9HEsv2H2CrOnv6LVAYvG 6JOxt7UebT5MqzPibBTbxQ== 0000758004-10-000182.txt : 20101222 0000758004-10-000182.hdr.sgml : 20101222 20101222171314 ACCESSION NUMBER: 0000758004-10-000182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101220 FILED AS OF DATE: 20101222 DATE AS OF CHANGE: 20101222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PODUSKA JOHN WILLIAM SR CENTRAL INDEX KEY: 0001190078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 101269630 MAIL ADDRESS: STREET 1: 295 MEADOWBROOK RD CITY: WESTON STATE: MA ZIP: 02493 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-12-20 0000758004 NOVELL INC NOVL 0001190078 PODUSKA JOHN WILLIAM SR NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock 2010-12-20 4 M 0 1379 A 170137 D Common Stock 2010-12-20 4 M 0 344 A 170481 D Common Stock 2010-12-20 4 M 0 1369 A 171850 D Common Stock 2010-12-20 4 M 0 342 A 172192 D Common Stock 2010-12-20 4 M 0 1490 A 173682 D Common Stock 2010-12-20 4 M 0 372 A 174054 D Common Stock 2010-12-20 4 M 0 1322 A 175376 D Common Stock 2010-12-20 4 M 0 330 A 175706 D Common Stock Equivalent 2010-12-20 4 M 0 1379 7.25 D 2010-12-20 2010-12-20 Common Stock 1379 0 D Common Stock Equivalent 2010-12-20 4 M 0 344 0 D 2010-12-20 2010-12-20 Common Stock 344 0 D Common Stock Equivalent 2010-12-20 4 M 0 1369 7.30 D 2010-12-20 2010-12-20 Common Stock 1369 0 D Common Stock Equivalent 2010-12-20 4 M 0 342 0 D 2010-12-20 2010-12-20 Common Stock 342 0 D Common Stock Equivalent 2010-12-20 4 M 0 1490 6.71 D 2010-12-20 2010-12-20 Common Stock 1490 0 D Common Stock Equivalent 2010-12-20 4 M 0 372 0 D 2010-12-20 2010-12-20 Common Stock 372 0 D Common Stock Equivalent 2010-12-20 4 M 0 1322 7.56 D 2010-12-20 2010-12-20 Common Stock 1322 0 D Common Stock Equivalent 2010-12-20 4 M 0 330 0 D 2010-12-20 2010-12-20 Common Stock 330 0 D On February 1, 2007, the reporting person acquired 1,379 common stock equivalents under the Novell 2000 Stock Plan at a price of $7.25 per common stock equivalent in lieu of a Board retainer of $10,000. Pursuant to the election of the reporting person, such common stock equivalents vested on December 20, 2010. In connection with the acquisition of the common stock equivalents referenced in footnote (1) above, on February 1, 2007 the issuer issued the reporting person 344 match common stock equivalents that, according to the terms of the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vested on December 20, 2010. On May 1, 2007, the reporting person acquired 1,369 common stock equivalents under the Novell 2000 Stock Plan at a price of $7.30 per common stock equivalent in lieu of a Board retainer of $10,000. Pursuant to the election of the reporting person, such common stock equivalents vested on December 20, 2010. In connection with the acquisition of the common stock equivalents referenced in footnote (3) above, on May 1, 2007 the issuer issued the reporting person 342 match common stock equivalents that, according to the terms of the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vested on December 20, 2010. On August 1, 2007, the reporting person acquired 1,490 common stock equivalents under the Novell 2000 Stock Plan at a price of $6.71 per common stock equivalent in lieu of a Board retainer of $10,000. Pursuant to the election of the reporting person, such common stock equivalents vested on December 20, 2010. In connection with the acquisition of the common stock equivalents referenced in footnote (5) above, on August 1, 2007 the issuer issued the reporting person 372 match common stock equivalents that, according to the terms of the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vested on December 20, 2010. On November 1, 2007, the reporting person acquired 1,322 common stock equivalents under the Novell 2000 Stock Plan at a price of $7.56 per common stock equivalent in lieu of a Board retainer of $10,000. Pursuant to the election of the reporting person, such common stock equivalents vested on December 20, 2010. In connection with the acquisition of the common stock equivalents referenced in footnote (7) above, on November 1, 2007 the issuer issued the reporting person 330 match common stock equivalents that, according to the terms of the Novell 2000 Stock Plan and pursuant to the election of the reporting person, vested on December 20, 2010. Each common stock equivalent is the economic equivalent of one share of Novell common stock. On December 20, 2010, the reporting person's common stock equivalents were settled for an equal number of shares of common stock in accordance with the Novell 2000 Stock Plan. /s/ Elspeth Grant Pruett/Attorney-in-fact 2010-12-22 -----END PRIVACY-ENHANCED MESSAGE-----