-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTengQ3fpofi0BbJsgA9JnoXlkX3YfEYPT++wd1EvAwIsowBRfjUAFwe4bBNNGkH szxLaY1lBrl6BjMX9u7tLw== 0000758004-09-000255.txt : 20091223 0000758004-09-000255.hdr.sgml : 20091223 20091223163829 ACCESSION NUMBER: 0000758004-09-000255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091222 FILED AS OF DATE: 20091223 DATE AS OF CHANGE: 20091223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaffe Jeffrey M CENTRAL INDEX KEY: 0001345525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 091258554 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-22 0000758004 NOVELL INC NOVL 0001345525 Jaffe Jeffrey M NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 0 1 0 0 Exec. Vice President & CTO Common Stock 2009-12-22 4 A 0 18630 0 A 222771 D Common Stock 2009-12-22 4 F 0 5916 4.09 D 216855 D Common Stock 2009-12-22 4 A 0 25754 0 A 242609 D Common Stock 2009-12-22 4 F 0 8178 4.09 D 234431 D Represents restricted stock units, granted to the reporting person on December 18, 2007, that vested on December 22, 2009, based upon satisfaction of certain predetermined performance criteria for fiscal 2009. The vested units were automatically converted into common stock on a one-for-one basis on the vesting date. Represents shares withheld to satisfy the tax liability of the reporting person upon the vesting of 18,630 shares under a Restricted Stock Unit award. Represents restricted stock units, granted to the reporting person on December 16, 2008, that vested on December 22, 2009, based upon satisfaction of certain predetermined performance criteria for fiscal 2009. The vested units were automatically converted into common stock on a one-for-one basis on the vesting date. Represents shares withheld to satisfy the tax liability of the reporting person upon the vesting of 25,754 shares under a Restricted Stock Unit award. /s/ Elspeth Grant Pruett/Attorney-in-fact 2009-12-23 -----END PRIVACY-ENHANCED MESSAGE-----