-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ToVo7pMbEGcJzFKQefktdx8RLwjbw3phH7UDAsNTbHx7+qSbmzULU6LFfK4abiBH 0v/+7JTOEoYL3E0uH2+5TA== 0000758004-09-000210.txt : 20091217 0000758004-09-000210.hdr.sgml : 20091217 20091217133801 ACCESSION NUMBER: 0000758004-09-000210 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091214 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091217 DATE AS OF CHANGE: 20091217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 091246788 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 8-K 1 novl-8k_091217.htm DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS, REGULATION FD DISCLOSURE 8-K for Departure of Certain Officers, Regulation FD Disclosure

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

December 11, 2009
Date of Report
(Date of earliest event reported)

Novell, Inc.
(Exact name of registrant as specified in its charter)


Delaware
(State or other jurisdiction
of incorporation)
0-13351
(Commission File
Number)
87-0393339
(IRS Employer
Identification Number)

404 Wyman Street, Suite 500
Waltham, MA 02451
(Address of principal executive offices, including zip code)

(781) 464-8000
(Registrant’s telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

(17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

(17 CFR 240.13e-4(c))

 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On December 14, 2009, Novell, Inc. (the “Company”) announced that Dr. Jeffrey Jaffe, Executive Vice President and Chief Technology Officer of the Company, will leave the Company effective February 1, 2010. From the time of the Company’s reorganization of its structure and management, which is effective on January 1, 2010 and was announced on December 14, 2009, until February 1, 2010, Dr. Jaffe will serve as a strategic advisor, reporting to the Company’s Chief Executive Officer, Ronald Hovsepian.

Item 7.01 Regulation FD Disclosure.

The attached press release, entitled, “Novell Aligns Organization and Executive Team to Focus on Growing Market for Intelligent Workload Management Solutions” was issued by the Company on December 14, 2009. This press release is attached as exhibit 99.1

Item 9.01 Financial Statements and Exhibits.

(d)  Exhibits

Exhibit Number Description
99.1 Press Release of Novell, Inc. dated December 14, 2009



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Novell, Inc.

Date: December 17, 2009

By /s/ Dana C. Russell

Dana C. Russell
Senior Vice President and
Chief Financial Officer


EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated December 14, 2009






EX-99 2 exhibit99_organization.htm NOVELL ALIGNS ORGANIZATION AND EXECUTIVE TEAM TO FOCUS ON GROWING MARKET FOR IN Novell Aligns Organization and Executive Team to Focus on Growing Market for Intelligent Workload Management Solutions

Exhibit 99.1



Novell Aligns Organization and Executive Team to Focus on Growing Market for Intelligent Workload Management Solutions

WALTHAM, Mass., Dec. 14 — Novell today announced a reorganization of its structure and management to better align the business with its strategic objective to become the leader in the emerging Intelligent Workload Management (IWM) market, while continuing to develop world-class collaboration solutions. The changes are designed to streamline the organization and provide a clear focus on markets that leverage Novell’s strengths to capture future opportunities for growth.

Effective January 1, 2010, Novell will consolidate operations from four business units down to two. Novell’s Identity and Security Management (ISM), Systems and Resource Management (SRM) and Open Platform Solutions (OPS) business units will be integrated to create the new Security, Management and Operating Platforms business unit. Jim Ebzery’s role will expand from senior vice president and general manager ISM solutions to senior vice president and general manager of the new business unit. Colleen O’Keefe, currently senior vice president Global Services, will add to her responsibilities the new role of senior vice president and general manager of the new Collaboration Solutions business unit, responsible for Novell’s Workgroup and Services businesses. In addition, Joe Wagner will transition from his current role as senior vice president and general manager SRM solutions to the expanded new role of senior vice president and general manager of Global Alliances. Wagner will be responsible for Novell’s strategic partnerships as well as developing an IWM partner ecosystem with cloud, Infrastructure-as-a-Service (IaaS), and telecommunications providers. The new business unit and alliance leaders will report directly to president and CEO Ron Hovsepian.

“This reorganization is designed to transform Novell into a more focused, integrated and agile global company that will quickly capture a leadership position in the Intelligent Workload Management market,” said Ron Hovsepian, president and CEO, Novell. “Consolidating into two business units will accelerate the ability of our talented executive team to execute on our IWM strategy while continuing to drive new opportunities in the collaboration market. The new Global Alliances organization will help make sure we develop our growing network of strategic partners as we seek to gain leadership in the markets we serve.”

In their new roles, Ebzery and O’Keefe will have overall responsibility for leading product development and strategy in each business unit. Markus Rex will continue to lead the OPS product lines as general manager, reporting to Ebzery. Susan Heystee, who for more than four years has served as vice president and general manager, Global Strategic Partners, will continue in her current role and report to Wagner. On an interim basis, Jeff Jaffe, who has served for the last four years as CTO and executive vice president of the business units, has agreed to report to Hovsepian as a strategic advisor. Jaffe will then leave the company effective February 1, 2010. Roger Levy, who most recently has served as senior vice president of Strategic Development, will also be leaving Novell.

Hovsepian commented: “Our entire executive team and all Novell employees should be commended for their exceptional service and dedication. These organizational and leadership changes will help us serve our customers more effectively, and will propel Novell into new and strategic growth opportunities where we can quickly establish ourselves in a leadership position.”

About Novell

Novell, Inc. (NASDAQ: NOVL) delivers the best engineered, most interoperable Linux platform and a portfolio of integrated IT management software that helps customers around the world reduce cost, complexity and risk. With our infrastructure software and ecosystem of partnerships, Novell harmoniously integrates mixed IT environments, allowing people and technology to work as one. For more information, visit www.novell.com.

Legal Notice Regarding Forward-Looking Statements

This press release includes statements that may be characterized as “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act, including those related to future opportunities; functionality, characteristics, quality and performance capabilities of Novell’s products and technology; results achievable and benefits attainable through deployment of Novell’s products and provision of services; strategy; emerging market for IWM solutions; leadership in the IWM market; growth opportunities; transformation of Novell; timing of capturing a leadership position; opportunities in the collaboration market; growth of our partner network; effectiveness of our customer service; and market opportunities. Actual results may differ materially from the results discussed in or implied by such forward-looking statements, which are based upon information that is currently available to us and/or management’s current expectations, speak only as of the date hereof, and are subject to a number of factors, including those specified in our Annual Report on Form 10-K for the Fiscal Year Ended October 31, 2008 filed with the SEC on December 23, 2008, which may be obtained by calling (800) 317- 3195, or at our Investor Relations web site at http://www.novell.com/company/ir. We expressly disclaim any obligation, except as required by law, or undertaking to update or revise any forward-looking statements contained in this press release to reflect any change of expectations with regard thereto or to reflect any change in events, conditions, or circumstances on which any such forward-looking statement is based, in whole or in part.

Novell is a registered trademark of Novell, Inc. in the United States and other countries. *All third-party trademarks are the property of their respective owners.





-----END PRIVACY-ENHANCED MESSAGE-----