-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzUAeKFz5h8CJIrY6V1Luugw7xxXkZm/RUkJO2Z5GYI22GzxgLEu3y5HI7o/IidB Cl7VKw7YHgtgVkFLpCY5sA== 0000758004-09-000082.txt : 20090408 0000758004-09-000082.hdr.sgml : 20090408 20090408171851 ACCESSION NUMBER: 0000758004-09-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090407 FILED AS OF DATE: 20090408 DATE AS OF CHANGE: 20090408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITE KATHY BRITTAIN CENTRAL INDEX KEY: 0001144286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 09740538 MAIL ADDRESS: STREET 1: HORIZON INSTITUTE OF TECHNOLOGY STREET 2: 4110 LINDBERG CITY: JONESBORO STATE: AR ZIP: 72401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-04-07 0000758004 NOVELL INC NOVL 0001144286 WHITE KATHY BRITTAIN 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock 2009-04-07 4 A 0 22365 0 A 38925 D Stock Option (right to buy) 3.89 2009-04-07 4 A 0 25146 0 A 2017-04-07 Common Stock 25146 25146 D Represents shares of common stock that may be issued upon the vesting of a like number of restricted stock units granted on April 7, 2009. As restricted stock units vest, the vested units are automatically converted to common stock on a one-for-one basis without payment of additional consideration on the vesting date. The restricted stock units vest in two equal installments on April 7, 2010 and April 7, 2011. The option vests in two equal installments on April 7, 2010 and April 7, 2011. /s/ Elspeth Grant Pruett/Attorney-in-fact 2009-04-08 -----END PRIVACY-ENHANCED MESSAGE-----