-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VDmjCAYOtyH1z54NeFoV/7JPzgHIVmwwdOepdCUWEaSGeDQpQAUzglYoyfCqb4PD Qv9q1ISK8EmUw8GrHo5Tuw== 0000758004-09-000011.txt : 20090203 0000758004-09-000011.hdr.sgml : 20090203 20090203090621 ACCESSION NUMBER: 0000758004-09-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090201 FILED AS OF DATE: 20090203 DATE AS OF CHANGE: 20090203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBINSON JAMES D III CENTRAL INDEX KEY: 0001065180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 09563128 BUSINESS ADDRESS: BUSINESS PHONE: 4089678644 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PL. CITY: PROVO STATE: UT ZIP: 84606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-01 0000758004 NOVELL INC NOVL 0001065180 ROBINSON JAMES D III 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock Equivalent 2009-02-01 4 A 0 3378 3.70 A Common Stock 3378 3378 D Common Stock Equivalent 2009-02-01 4 A 0 844 0 A Common Stock 844 844 D On February 1, 2009, the reporting person acquired 3,378 common stock equivalents under the Novell 2000 Stock Plan at a price of $3.70 per common stock equivalent in lieu of a Board retainer of $12,500. The common stock equivalents will be converted into an equal number of shares of Novell common stock upon the reporting person's termination of service as a director. Each common stock equivalent is the economic equivalent of one share of Novell common stock. In connection with the acquisition of the common stock equivalents referenced in footnote (1) above, the issuer issued the reporting person 844 match common stock equivalents according to the terms of the Novell 2000 Stock Plan. Should the reporting person serve as a director until February 1, 2012, the common stock equivalents will be converted into an equal number of shares of Novell common stock upon the reporting person's termination of service as a director. Should the reporting person's service as a director terminate prior to February 1, 2012, the common stock equivalents will be forfeited. /s/ Elspeth Grant Pruett/Attorney-in-fact 2009-02-03 -----END PRIVACY-ENHANCED MESSAGE-----