-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SGyY1nxCFmIySo+DQxDES8MJpeoURqlyZ35ZxE4u1mBwQAh2L4CoX07RiguMVh5D 8OMqBtPotC35Hk/LGO2Vvg== 0000758004-08-000145.txt : 20081215 0000758004-08-000145.hdr.sgml : 20081215 20081215114927 ACCESSION NUMBER: 0000758004-08-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081212 FILED AS OF DATE: 20081215 DATE AS OF CHANGE: 20081215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAGOON JOHN CENTRAL INDEX KEY: 0001230472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 081249010 BUSINESS ADDRESS: STREET 1: ART TECHNOLOGY GROUP INC STREET 2: 25 FIRST ST 2ND FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 408-961-1021 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 dra752.xml X0303 4 2008-12-12 0 0000758004 NOVELL INC NOVL 0001230472 DRAGOON JOHN 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 0 1 0 0 Chief Marketing Officer Common Stock 2008-12-12 4 M 0 3194 A 85907 D Common Stock 2008-12-12 4 F 0 1024 3.79 D 84883 D Restricted Stock Units 2008-12-12 4 M 0 3194 D Common Stock 3194 6388 D Each restricted stock unit was the economic equivalent of one share of Novell common stock. The 12,776 restricted stock units granted on December 12, 2006 vest 1/4 on each of December 12, 2007, December 12, 2008, December 12, 2009 and December 12, 2010. When the restricted stock units vest, they are automatically converted into shares of Novell common stock on a one-for-one basis. By: /s/ Elspeth Grant Pruett/Attorney-in-fact 2008-12-15 EX-24 2 dragoon.txt POA POWER OF ATTORNEY Know all men by these presents, that the undersigned hereby constitutes and appoints Ryan L. Richards, Peter Green and Elspeth Grant Pruett, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Novell, Inc. (the "Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 2nd day of May, 2008. Signature: /s/John Dragoon Print Name: John Dragoon POWER OF ATTORNEY REVOCATION Know all men by these presents, that the undersigned hereby revokes all Powers of Attorney previously granted to any person other than Peter M. Green, Ryan L. Richards, and/or Elspeth Grant Pruett pursuant to which each such attorney-in-fact was authorized to: (4) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Novell, Inc., Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (5) do and perform any and all acts for and on behalf of the undersigned which may have been necessary or desirable to complete and execute any such Form 3, 4 or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (6) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may have been of benefit to, in the best interest of, or legally required by, the undersigned. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney Revocation to be executed as of this 27th day of May, 2008. Signature: /s/John Dragoon Print Name: John Dragoon POA.2008 -----END PRIVACY-ENHANCED MESSAGE-----