-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DE7rPI/g5WNek9Ot5RIbw1L65DZLhYQAzD+QBR/1zUJ/8L0Y0vWGXqctDTtl4CJs 2Dv2UM+le61qHBJmIq9SXQ== 0000758004-07-000193.txt : 20071220 0000758004-07-000193.hdr.sgml : 20071220 20071220153142 ACCESSION NUMBER: 0000758004-07-000193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071218 FILED AS OF DATE: 20071220 DATE AS OF CHANGE: 20071220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Russell Dana C CENTRAL INDEX KEY: 0001367405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 071319179 BUSINESS ADDRESS: BUSINESS PHONE: 408-961-1021 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 rus683.xml X0202 4 2007-12-18 0 0000758004 NOVELL INC NOVL 0001367405 Russell Dana C 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 CFO Common Stock 2007-12-18 4 A 0 26080 0.00 A 53284.00 D Stock Option (right to buy) 6.71 2007-12-18 4 A 0 72446 0.00 A 2015-12-18 Common Stock 72446.00 72446.00 D Represents shares of common stock that may be issued upon the vesting of a like number of restricted stock units granted on December 18, 2007. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis without payment of additional consideration on the vesting date. The units vest in four equal installments on December 18, 2008, December 18, 2009, December 18, 2010 and December 18, 2011. Of these securities, 25% vest on December 18, 2008, and 2.0833% vest monthly thereafter so that the options are fully vested on December 18, 2011. By: /s/Elizabeth DePaola authorized signer for 2007-12-20 -----END PRIVACY-ENHANCED MESSAGE-----