-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mqqkt0SeVGQhP25nzrZZQZVaGQMcQsfrfhfgMwfo2sFBrUAGR6tVYs5aVKuhrWjS FxOCoHUlUNLNhBQ2B4jCsg== 0000758004-07-000179.txt : 20071213 0000758004-07-000179.hdr.sgml : 20071213 20071213154218 ACCESSION NUMBER: 0000758004-07-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071212 FILED AS OF DATE: 20071213 DATE AS OF CHANGE: 20071213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaffe Jeffrey M CENTRAL INDEX KEY: 0001345525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 071304585 BUSINESS ADDRESS: BUSINESS PHONE: 408-961-1021 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 jaf669.xml X0202 4 2007-12-12 0 0000758004 NOVELL INC NOVL 0001345525 Jaffe Jeffrey M 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 Exec. Vice President & CTO Common Stock 2007-12-12 4 F 0 326 7.00 D 84997.00 D Common Stock 2007-12-12 4 M 0 3788 A 88785.00 D Common Stock 2007-12-12 4 F 0 1280 7.00 D 87505.00 D Restricted Stock Units 2007-12-12 4 M 0 3788 D Common Stock 3788.00 11365.00 D Each restricted stock unit was the economic equivalent of one share of Novell common stock. The restricted stock units granted on December 12, 2006 vest in four equal annual installments beginning December 12, 2007. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. By: /s/ Betty DePaola authorized signer for 2007-12-13 -----END PRIVACY-ENHANCED MESSAGE-----