-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IU5Ala4VwRwFPxxnGnWkWB/7vi0wfZBjLNGDeHLaUJBbzWtP16CKCcHdej2p4MNd MwYElNpj9eU5lF6aaBrl8Q== 0000758004-07-000165.txt : 20071206 0000758004-07-000165.hdr.sgml : 20071206 20071206112628 ACCESSION NUMBER: 0000758004-07-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071204 FILED AS OF DATE: 20071206 DATE AS OF CHANGE: 20071206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Keefe Colleen A CENTRAL INDEX KEY: 0001382276 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 071288525 BUSINESS ADDRESS: BUSINESS PHONE: 408-961-1021 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 4 1 oke665.xml X0202 4 2007-12-04 0 0000758004 NOVELL INC NOVL 0001382276 O'Keefe Colleen A 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 Sr. VP, Worldwide Services Common Stock 2007-12-04 4 M 0 33333 0.00 A 33333.00 D Common Stock 2007-12-04 4 F 0 10683 6.92 D 22650.00 D Restricted Stock Units 2007-12-04 4 M 0 33333 0.00 D Common Stock 33333.00 66667.00 D Each restricted stock unit represents a contingent right to receive one share of Novell, Inc. common stock without payment of additional consideration. The restricted stock units vest in three equal annual installments beginning December 4, 2007. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date. By: /s/Elizabeth DePaola authorized signer for 2007-12-06 -----END PRIVACY-ENHANCED MESSAGE-----