-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJ8w0wK4uOo1bO5IHLXZBuIMDQnKLqVeFIT6ow9Ti0vbp4AHY981SR1GCMoEkQxD pgQYMPChwyK/j3papgiw1w== 0000758004-07-000061.txt : 20070416 0000758004-07-000061.hdr.sgml : 20070416 20070416150628 ACCESSION NUMBER: 0000758004-07-000061 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070413 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070416 DATE AS OF CHANGE: 20070416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 07768047 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 8-K 1 novl-8k_041607c.htm NOVELL, INC. - ADDITION OF BOARD MEMBER 8-K - Addition of Board Member

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities and Exchange Act of 1934

April 11, 2007
Date of Report
(Date of earliest event reported)

NOVELL, INC.
(Exact name of registrant as specified in its charter)



Delaware
(State or other jurisdiction
of incorporation or organization)
0-13351
(Commission File
Number)
87-0393339
(IRS Employer
Identification Number)


404 Wyman Street, Suite 500
Waltham, MA 02451
(Address of principal executive offices and zip code)


(781) 464-8000
(Registrant’s telephone number, including area code)


Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

(17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

(17 CFR 240.13e-4(c))

 


Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

Effective April 11, 2007, the Board of Directors of Novell, Inc. (“Novell”) fixed the size of the Board at eleven and appointed Patrick S. Jones to fill the vacancy.

Mr. Jones, age 62, has been a private investor since March 2001. Prior to that, Mr. Jones was the Senior Vice President and Chief Financial Officer of Gemplus International S.A., a provider of solutions empowered by smart cards, from June 1998 to March 2001. Prior to Gemplus, he was vice president and corporate controller at Intel Corp., a producer of microchips, computing and communications products, from March 1992 to June 1998. Mr. Jones is also a director of Genesys S.A. and Lattice Semiconductor Corporation.

On April 16, 2007, Novell issued a press release announcing the appointment of Mr. Jones. The full text of the press release is attached as Exhibit 99.1 to this report and is hereby incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits.

(d)  Exhibits

Exhibit Description
99.1 Press Release dated April 16, 2007 of Novell, Inc.

SIGNATURE

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Novell, Inc.

Date: April 16, 2007

By /s/ Joseph A. LaSala, Jr.

Senior Vice President,
General Counsel and Secretary

EXHIBIT INDEX

Exhibit Description
99.1 Press Release of Novell, Inc. dated April 16, 2007


EX-99 2 exhibit99_q207board.htm NOVELL, INC. - ADDITION OF BOARD MEMBER Ex 99.1 Press Release

Exhibit 99.1

FOR IMMEDIATE RELEASE
April 16, 2007

Novell Names Patrick Jones to Board of Directors

WALTHAM, Mass. – April 16, 2007 – Patrick Jones has joined Novell's board of directors, effective April 11, 2007. Jones, who has held a range of senior financial management and board positions at leading technology firms, including vice president and corporate controller at Intel, brings strong financial and technology experience to the board and will provide important direction to Novell as the company continues to expand its solutions for enterprise-wide Linux and enterprise management services.

“Having served in both the boardrooms and on the executive teams of leading companies in the technology sector, Pat Jones understands the challenges and opportunities Novell faces today,” said Thomas Plaskett, chairman of the board of Novell. “His financial and management insights will be welcomed additions to the board, and will serve Novell well as it continues to focus on its growth businesses around Linux and enterprise management.”

Jones, 62, brings a wealth of experience in steering strategy for both public and private companies, and he has deep global expertise, having worked in Europe, Asia and Latin America. He is chairman of the board for Lattice Semiconductor and an active board member for Genesys SA, Smarttrust AB, and Epocrates. He was chairman of the audit committee for mobile messaging leader Mobile 365, recently acquired by Sybase. Previously, Jones served as senior vice president and chief financial officer for Gemplus International SA, a $1 billion revenue company which he assisted in taking public in December 2000. Prior to Gemplus, he was vice president and corporate controller at Intel Corp. While at Intel, he was responsible for all worldwide accounting financial systems, internal and external reporting, and international finance organizations as the company grew from $8 billion to more than $25 billion in revenue. Jones also served as chief financial officer at LSI Logic, and he began his career at IBM. He holds a BA from the University of Illinois, with a concentration in economics, and an MBA from St. Louis University, with a concentration in finance.

“From my perspective, adding Pat's background and knowledge to the board will be a great benefit for Novell,” said Ron Hovsepian, president and CEO of Novell. “As a company, we're aggressively transitioning our business into dynamic new markets, and the board's guidance is important to the management team as we make this move. Pat really understands the economics of the technology sector from battling in the trenches, and I look forward to working with him.”

About Novell

Novell, Inc. (Nasdaq: NOVL) delivers infrastructure software for the Open Enterprise. Novell is a leader in enterprise-wide operating systems based on Linux and open source and provides the enterprise management services required to operate mixed IT environments. Novell helps customers minimize cost, complexity and risk, allowing them to focus on innovation and growth. For more information, visit http://www.novell.com.

_________________

Novell is a registered trademark of Novell, Inc. in the United States and other countries. *All third-party trademarks are the property of their respective owners.

Press Contacts
Bruce Lowry
Novell, Inc.
Telephone: 415-383-8408
E-mail: blowry@novell.com

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