-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HqH+kUX+criUmVqDTycb1dsTc+JZpQoGvOlC93lvb5NQPXbaRnwhWCzZ5oFMCNk2 b5KONLN7IkRy3OUWT5gwTw== 0000758004-07-000028.txt : 20070214 0000758004-07-000028.hdr.sgml : 20070214 20070214122908 ACCESSION NUMBER: 0000758004-07-000028 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070213 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 07616537 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 8-K 1 novl-8k_021407.htm NOVELL, INC. - ANNOUNCEMENT OF D. RUSSELL NEW CFO 8-K for Announcement of Dana C. Russell as Chief Financial Officer

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities and Exchange Act of 1934

February 12, 2007
Date of Report
(Date of earliest event reported)

NOVELL, INC.
(Exact name of registrant as specified in its charter)



Delaware
(State or other jurisdiction
of incorporation or organization)
0-13351
(Commission File
Number)
87-0393339
(IRS Employer
Identification Number)


404 Wyman Street, Suite 500
Waltham, MA 02451
(Address of principal executive offices and zip code)


(781) 464-8000
(Registrant’s telephone number, including area code)


Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

(17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

(17 CFR 240.13e-4(c))

 


Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

(c) On February 12, 2007, Novell, Inc. (“Novell”) named Dana C. Russell Chief Financial Officer. Mr. Russell, 44, had been serving as interim Chief Financial Officer since June 2006. Mr. Russell joined Novell in 1994. Until his appointment as interim Chief Executive Officer, he had previously served as Vice President of Finance from March 2000, as its Corporate Controller from June 2003, and as its Treasurer from October 2005.

A copy of the press release announcing Mr. Russell's appointment is attached to this current report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d)  Exhibits

Exhibit Number Description
99.1 Press Release dated February 14, 2007.

SIGNATURE

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Novell, Inc.
(Registrant)

Date: February 14, 2007

By /s/ Joseph A. LaSala, Jr.

(Signature)
Senior Vice President
General Counsel and Secretary
(Title)

EXHIBIT INDEX

The following exhibit is filed as part of this current report on Form 8-K.

Exhibit Number Description
Exhibit 99.1 Press Release of Novell, Inc. dated February 14, 2007

EX-99 2 exhibit99_q207russell.htm NOVELL, INC. - ANNOUNCEMENT OF D. RUSSELL, CFO Ex 99.1 Press Release

Exhibit 99.1

FOR IMMEDIATE RELEASE
Feb. 14, 2007

Dana Russell Named CFO of Novell

Interim CFO takes permanent role

WALTHAM, Mass. – Feb. 14, 2007 – Novell today announced it has appointed Dana C. Russell as chief financial officer of Novell. Russell had been serving as interim CFO since June 2006. Russell's appointment was effective Feb. 12, 2007.

“Dana clearly has the strong financial background we need, and he has deep knowledge about Novell's business and products,” said Ron Hovsepian, president and CEO of Novell. “He understands the technology industry and the changes that open source software are having on business models. We're very pleased to promote him to the CFO role and make him a full member of the senior leadership team at Novell.”

Prior to assuming the interim CFO position, Russell, 44, served in a variety of financial roles at Novell. He was named vice president of finance and corporate controller in August 2003. He was also responsible for tax and treasury since September 2005. His earlier roles at Novell included operational vice president of finance, sales and marketing controller, product development controller and business unit controller. Prior to joining Novell in 1994, Dana held financial positions at WordPerfect, Iomega and Price Waterhouse. He received B.S. and M.S. degrees in accounting from Weber State University.

“Novell is well positioned in a very dynamic sector of the technology industry, playing in important growth markets around Linux* and open source and security and management services,” said Russell. “I look forward to contributing to Novell's ongoing efforts to expand its leadership in these markets.”

About Novell

Novell, Inc. (Nasdaq: NOVL) delivers infrastructure software for the Open Enterprise. We are a leader in enterprise-wide operating systems based on Linux and open source and the security and systems management services required to operate mixed IT environments. We help our customers minimize cost, complexity and risk, allowing them to focus on innovation and growth. For more information, visit http://www.novell.com.

_________________

Novell is a registered trademark of Novell, Inc. in the United States and other countries. *Linux is a registered trademark of Linus Torvalds. All other third-party trademarks are the property of their respective owners.

Press Contacts:
Bruce Lowry
Novell
(415) 383-8408
blowry@novell.com

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