-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KLpgctYO3/bhx7sP1030+sxuPZsGfWL1cjmPuN+H1xnpAFyeY7BQJvUqY5rplxpP H+sS7mpj2xZMIkbe8uRYIA== 0000758004-07-000018.txt : 20070206 0000758004-07-000018.hdr.sgml : 20070206 20070206131810 ACCESSION NUMBER: 0000758004-07-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070202 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVSEPIAN RONALD W CENTRAL INDEX KEY: 0001091482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 07583607 BUSINESS ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-541-3300 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 hov577.xml X0202 4 2007-02-02 0 0000758004 NOVELL INC NOVL 0001091482 HOVSEPIAN RONALD W 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 1 1 0 0 President and CEO Restricted Stock Units 2007-02-02 4 A 0 235863 0 A Common Stock 235863.000 235863.000 D Each restricted stock unit represents a contingent right to receive one share of Novell, Inc. common stock without payment of additional consideration. Of these, 40% of the restricted stock units vest upon the achievement of certain exit rate operating margin targets for fiscal year 2007, and will expire if such targets are not achieved. The remaining 60% vest upon the achievement of certain exit rate operating margin targets for fiscal year 2008, and will expire if such targets are not achieved. By: /s/ Betty DePaola authorized signer for 2007-02-06 -----END PRIVACY-ENHANCED MESSAGE-----