-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVKUwwDJpN/EFztmg5WG1q0vUpcN5VseffjQWv+e8sw24kBjOWOT1CNkEmVZk64Z lzVvbitzZOOBsgNscwvl4w== 0000758004-06-000033.txt : 20060502 0000758004-06-000033.hdr.sgml : 20060502 20060502154034 ACCESSION NUMBER: 0000758004-06-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060428 FILED AS OF DATE: 20060502 DATE AS OF CHANGE: 20060502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOVSEPIAN RONALD W CENTRAL INDEX KEY: 0001091482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 06799439 BUSINESS ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 142 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-541-3300 MAIL ADDRESS: STREET 1: C/O ANNTAYLOR STORES CORP STREET 2: 7 TIMES SQUARE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 hov482.xml X0202 4 2006-04-28 0 0000758004 NOVELL INC NOVL 0001091482 HOVSEPIAN RONALD W 1800 S. NOVELL PLACE, SJF-1-100 PROVO UT 84606 0 1 0 0 President, COO Phantom Stock 0.000 2006-04-28 2006-05-01 4 A 0 395.394 8.220 A Common Stock 395.394 395.394 D Phantom Stock 0.000 2006-04-28 2006-05-01 4 A 0 98.847 8.220 A Common Stock 98.847 98.847 D 1-for-1 The shares of phantom stock become payable in common stock upon Mr. Hovsepian's termination of service with the company. The matching contribution made by Novell will become fully vested on January 1, 2011, and will become payable, if vested, in common stock upon Mr. Hovsepian's termination of service from the company. By: /s/ Betty DePaola authorized signer for 2006-05-02 -----END PRIVACY-ENHANCED MESSAGE-----