0000757657-19-000017.txt : 20190402
0000757657-19-000017.hdr.sgml : 20190402
20190402142644
ACCESSION NUMBER: 0000757657-19-000017
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
ALBANESE,THOMAS,JOSEPH,
FILED AS OF DATE: 20190325
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEPHENS INC /AR/
CENTRAL INDEX KEY: 0000757657
IRS NUMBER: 710641478
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04272
FILM NUMBER: 19723897
BUSINESS ADDRESS:
STREET 1: 111 CENTER ST
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
BUSINESS PHONE: 501-377-2000
MAIL ADDRESS:
STREET 1: 111 CENTRE STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
MA-I
1
primary_doc.xml
MA-I
0000757657
XXXXXXXX
Rebecca Burgess
501-377-2223
bburgess@stephens.com
jpryor@stephens.com
dbagley@stephens.com
dchaney@stephens.com
N
N
Thomas
Joseph
Albanese
005712763
N
1
0000757657
STEPHENS INC /AR/
03-25-2019
N
867-01223
SUPERVISED
03-25-2019
111 CENTER ST
LITTLE ROCK
AR
72201
02-2016
Stephens Inc.
New York
NY
10022
Y
Y
Vice President
02-2015
02-2016
Stephens Inc.
New York
NY
10022
Y
Y
Associate
01-2010
04-2015
Seabury Advisors Holdings LLC
New York
NY
10019
N
N
Associate
01-2010
04-2015
Seabury Securities LLC
New York
NY
10019
N
N
Seabury Securities LLC
01-2010
01-2010
Seabury Aviation & Aerospace LLC
New York
NY
10019
N
N
Analyst
06-2007
12-2009
HT Capital Advisors, LLC
New York
NY
10022
N
N
Analyst
08-2003
05-2007
St. Joseph University
Philadelphia
PA
19131
N
N
Student
09-1999
05-2003
Bayley Ellard
Morristown
NJ
07940
N
N
Student
Y
10-2014
Self/Thomas Albanese
124 Madison Street, Apt. 2L
Hoboken
NJ
07030
N
Y
Condo rental
Owner
0
Owner
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-25-2019
Rebecca Burgess
VP - Compliance Officer