0000757657-19-000017.txt : 20190402 0000757657-19-000017.hdr.sgml : 20190402 20190402142644 ACCESSION NUMBER: 0000757657-19-000017 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 ALBANESE,THOMAS,JOSEPH, FILED AS OF DATE: 20190325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS INC /AR/ CENTRAL INDEX KEY: 0000757657 IRS NUMBER: 710641478 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04272 FILM NUMBER: 19723897 BUSINESS ADDRESS: STREET 1: 111 CENTER ST CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 501-377-2000 MAIL ADDRESS: STREET 1: 111 CENTRE STREET CITY: LITTLE ROCK STATE: AR ZIP: 72201 MA-I 1 primary_doc.xml MA-I 0000757657 XXXXXXXX Rebecca Burgess 501-377-2223 bburgess@stephens.com jpryor@stephens.com dbagley@stephens.com dchaney@stephens.com N N Thomas Joseph Albanese 005712763 N 1 0000757657 STEPHENS INC /AR/ 03-25-2019 N 867-01223 SUPERVISED 03-25-2019 111 CENTER ST LITTLE ROCK AR 72201 02-2016 Stephens Inc. New York NY 10022 Y Y Vice President 02-2015 02-2016 Stephens Inc. New York NY 10022 Y Y Associate 01-2010 04-2015 Seabury Advisors Holdings LLC New York NY 10019 N N Associate 01-2010 04-2015 Seabury Securities LLC New York NY 10019 N N Seabury Securities LLC 01-2010 01-2010 Seabury Aviation & Aerospace LLC New York NY 10019 N N Analyst 06-2007 12-2009 HT Capital Advisors, LLC New York NY 10022 N N Analyst 08-2003 05-2007 St. Joseph University Philadelphia PA 19131 N N Student 09-1999 05-2003 Bayley Ellard Morristown NJ 07940 N N Student Y 10-2014 Self/Thomas Albanese 124 Madison Street, Apt. 2L Hoboken NJ 07030 N Y Condo rental Owner 0 Owner N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-25-2019 Rebecca Burgess VP - Compliance Officer