0000757657-17-000030.txt : 20171124
0000757657-17-000030.hdr.sgml : 20171124
20171124130414
ACCESSION NUMBER: 0000757657-17-000030
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20171124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEPHENS INC /AR/
CENTRAL INDEX KEY: 0000757657
IRS NUMBER: 710641478
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04272
FILM NUMBER: 171221330
BUSINESS ADDRESS:
STREET 1: 111 CENTER ST
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
BUSINESS PHONE: 501-377-2000
MAIL ADDRESS:
STREET 1: 111 CENTRE STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
MA-I
1
primary_doc.xml
MA-I
0000757657
XXXXXXXX
Rebecca Burgess
501-377-2223
bburgess@stephens.com
dchaney@stephens.com
jpryor@stephens.com
dbagley@stephens.com
N
N
Howard
Kevin
Jackson
002783653
N
1
0000757657
STEPHENS INC /AR/
11-13-2017
N
867-01223
LOCATED
11-13-2017
200/300 Crescent Court
Dallas
TX
75201
11-2017
STEPHENS INC.
DALLAS
TX
75207
Y
Y
Vice President - Muni Trading
04-2017
11-2017
UNEMPLOYED
DALLAS
TX
75270
N
N
UNEMPLOYED
03-2016
03-2017
PRESTON HOLLOW CAPITAL
DALLAS
TX
75270
Y
Y
HEAD OF MUNI TRADING
05-1999
02-2016
SOUTHWEST SECURITIES, INC.
DALLAS
TX
75270
N
Y
NOT PROVIDED
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-24-2017
Rebecca Burgess
VP - Compliance Officer