0000757657-17-000030.txt : 20171124 0000757657-17-000030.hdr.sgml : 20171124 20171124130414 ACCESSION NUMBER: 0000757657-17-000030 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS INC /AR/ CENTRAL INDEX KEY: 0000757657 IRS NUMBER: 710641478 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04272 FILM NUMBER: 171221330 BUSINESS ADDRESS: STREET 1: 111 CENTER ST CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 501-377-2000 MAIL ADDRESS: STREET 1: 111 CENTRE STREET CITY: LITTLE ROCK STATE: AR ZIP: 72201 MA-I 1 primary_doc.xml MA-I 0000757657 XXXXXXXX Rebecca Burgess 501-377-2223 bburgess@stephens.com dchaney@stephens.com jpryor@stephens.com dbagley@stephens.com N N Howard Kevin Jackson 002783653 N 1 0000757657 STEPHENS INC /AR/ 11-13-2017 N 867-01223 LOCATED 11-13-2017 200/300 Crescent Court Dallas TX 75201 11-2017 STEPHENS INC. DALLAS TX 75207 Y Y Vice President - Muni Trading 04-2017 11-2017 UNEMPLOYED DALLAS TX 75270 N N UNEMPLOYED 03-2016 03-2017 PRESTON HOLLOW CAPITAL DALLAS TX 75270 Y Y HEAD OF MUNI TRADING 05-1999 02-2016 SOUTHWEST SECURITIES, INC. DALLAS TX 75270 N Y NOT PROVIDED N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-24-2017 Rebecca Burgess VP - Compliance Officer