0000757657-14-000031.txt : 20141215 0000757657-14-000031.hdr.sgml : 20141215 20141215151851 ACCESSION NUMBER: 0000757657-14-000031 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS INC /AR/ CENTRAL INDEX KEY: 0000757657 IRS NUMBER: 710641478 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04272 FILM NUMBER: 141286209 BUSINESS ADDRESS: STREET 1: 111 CENTER ST CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 501-377-2000 MAIL ADDRESS: STREET 1: 111 CENTRE STREET CITY: LITTLE ROCK STATE: AR ZIP: 72201 MA-I 1 primary_doc.xml MA-I 0000757657 XXXXXXXX Rebecca Burgess 501-377-2223 bburgess@stephens.com pshellabarger@stephens.com dbagley@stephens.com jpryor@stephens.com N Lyman Crawford Wray 001262592 N 1 0000757657 STEPHENS INC /AR/ 09-22-2008 N Filing MA concurrently with MA-I. LOCATED 09-22-2008 3344 Peachtree Road ATLANTA GA 30326 09-2008 STEPHENS INC. ATLANTA GA 30326 Y Y Senior Vice President/Banker 11-2007 09-2008 Wachovia Capital Markets LLC Atlanta GA 30326 N Y Mass Transfer 09-2005 11-2007 A.G. Edwards & Sons, Inc. St. Louis MO 63103 N Y Investment Banker 04-2002 08-2005 Legg Mason Wood Walker, Inc. Atlanta GA 30326 N Y Principal Y 09-2012 CAROLINAS MUNICIPAL ADVISORY COUNCIL 225 TRYON ROAD RALEIGH NC 27603 N Y MEMBERSHIP ORGANIZATION WHICH PROVIDES INFORMATION ON MUNICIPAL ISSUERS AND THEIR DEBT SECURITIES FOR NORTH CAROLINA AND SOUTH CAROLINA. CHAIRMAN OF THE BOARD 3 PROVIDE GOVERNING GUIDANCE WITH OTHER MEMBERS OF THE BOARD ON THE OPERATIONAL ASPECTS OF THE CAROLINAS MUNICIPAL ADVISORY COUNCIL. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-25-2014 Rebecca Burgess Vice President and Compliance Officer