0000757657-14-000031.txt : 20141215
0000757657-14-000031.hdr.sgml : 20141215
20141215151851
ACCESSION NUMBER: 0000757657-14-000031
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STEPHENS INC /AR/
CENTRAL INDEX KEY: 0000757657
IRS NUMBER: 710641478
STATE OF INCORPORATION: AR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04272
FILM NUMBER: 141286209
BUSINESS ADDRESS:
STREET 1: 111 CENTER ST
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
BUSINESS PHONE: 501-377-2000
MAIL ADDRESS:
STREET 1: 111 CENTRE STREET
CITY: LITTLE ROCK
STATE: AR
ZIP: 72201
MA-I
1
primary_doc.xml
MA-I
0000757657
XXXXXXXX
Rebecca Burgess
501-377-2223
bburgess@stephens.com
pshellabarger@stephens.com
dbagley@stephens.com
jpryor@stephens.com
N
Lyman
Crawford
Wray
001262592
N
1
0000757657
STEPHENS INC /AR/
09-22-2008
N
Filing MA concurrently with MA-I.
LOCATED
09-22-2008
3344 Peachtree Road
ATLANTA
GA
30326
09-2008
STEPHENS INC.
ATLANTA
GA
30326
Y
Y
Senior Vice President/Banker
11-2007
09-2008
Wachovia Capital Markets LLC
Atlanta
GA
30326
N
Y
Mass Transfer
09-2005
11-2007
A.G. Edwards & Sons, Inc.
St. Louis
MO
63103
N
Y
Investment Banker
04-2002
08-2005
Legg Mason Wood Walker, Inc.
Atlanta
GA
30326
N
Y
Principal
Y
09-2012
CAROLINAS MUNICIPAL ADVISORY COUNCIL
225 TRYON ROAD
RALEIGH
NC
27603
N
Y
MEMBERSHIP ORGANIZATION WHICH PROVIDES INFORMATION ON MUNICIPAL ISSUERS AND THEIR DEBT SECURITIES FOR NORTH CAROLINA AND SOUTH CAROLINA.
CHAIRMAN OF THE BOARD
3
PROVIDE GOVERNING GUIDANCE WITH OTHER MEMBERS OF THE BOARD ON THE OPERATIONAL ASPECTS OF THE CAROLINAS MUNICIPAL ADVISORY COUNCIL.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-25-2014
Rebecca Burgess
Vice President and Compliance Officer