-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M2MdFkj/IBaQq1Q6DbNbJDLxERY5JXFAU32ROukk81Glzl1vctSQoRcHp4iEckGm gL4840PecnJdOFJBScv6UA== 0000950157-95-000311.txt : 19951025 0000950157-95-000311.hdr.sgml : 19951025 ACCESSION NUMBER: 0000950157-95-000311 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951024 SROS: CBOE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAINE WEBBER GROUP INC CENTRAL INDEX KEY: 0000075754 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132760086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07367 FILM NUMBER: 95583405 BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127132000 FORMER COMPANY: FORMER CONFORMED NAME: PAINE WEBBER INC DATE OF NAME CHANGE: 19840523 8-A12B/A 1 AMENDMENT NO. 1 ON FORM 8-A/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------------------- AMENDMENT NO. 1 ON FORM 8-A/A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 PAINE WEBBER GROUP INC. (Exact name of registrant as specified in its charter) Delaware 13-2760086 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1285 Avenue of the Americas, New York, New York 10019 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered Japan Export Index The Chicago Board Options Exchange Call Warrants Expiring October __, 1997 Japan Export Index The Chicago Board Options Exchange Put Warrants Expiring October __, 1997 Securities to be registered pursuant to Section 12(g) of the Act: None (Title of class) Item 1. Description of Registrant's Securities to be Registered. For a description of the Japan Export Index Call Warrants Expiring October __, 1997 (the "Call Warrants") and the Japan Export Index Put Warrants Expiring October __, 1997 (the "Put Warrants" and, together with the Call Warrants, the "Warrants"), to be registered hereunder, reference is made to the information under the headings "Risk Factors" and "Description of the Warrants" on pages 3 through 9 and on pages 11 through 14, respectively, of the Registrant's prospectus dated October 14, 1993 (the "Prospectus"), and the information under the headings "Prospectus Summary", "Risk Factors Relating to the Warrants" and "Description of the Warrants" on pages S-3 through S-8, S-10 through S-16 and S-22 through S-35, respectively, of the Registrant's preliminary prospectus supplement filed October 11, 1995, relating to the Call Warrants and the Registrant's preliminary prospectus supplement filed October 11, 1995, relating to the Put Warrants (collectively, the "Preliminary Prospectus Supplements"). The Prospectus and Preliminary Prospectus Supplements, listed herein as Exhibit 5 and Exhibit 6, are incorporated by reference to the same documents filed pursuant to Rule 424(b)(5) under the Securities Act of 1933, as amended (the "1933 Act"), on October 11, 1995, relating to the Registrant's Registration Statement on Form S-3 (No. 33-33613), with the Securities and Exchange Commission. The descriptions of the Warrants included in the Prospectus and Preliminary Prospectus Supplements are hereby incorporated herein and made part of this Registration Statement in their entirety. Item 2. Exhibits 1. Forms of Warrant Certificates relating to the Call Warrants (included as Exhibits A and B-1 to Exhibit 2). 2. Form of Warrant Agreement relating to the Call Warrants among the Registrant, Citibank, N.A., as Warrant Agent, and PaineWebber Incorporated, as Determination Agent, including as Exhibits A and B-1 thereto the forms of Call Warrant Certificates. 3. Forms of Warrant Certificates relating to the Put Warrants (included as Exhibits A and B-1 to Exhibit 4). 4. Form of Warrant Agreement relating to the Put Warrants among the Registrant, Citibank, N.A., as Warrant Agent, and PaineWebber Incorporated, as Determination Agent, including as Exhibits A and B-1 thereto the forms of Put Warrant Certificates. 5. Prospectus and Preliminary Prospectus Supplement relating to the Call Warrants (incorporated by reference to the same documents filed on October 11, 1995, pursuant to Rule 424(b)(5) under the 1933 Act and relating to the Registrant's Registration Statement on Form S-3 (No. 33-33613)). 6. Prospectus and Preliminary Prospectus Supplement relating to the Put Warrants (incorporated by reference to the same documents filed on October 11, 1995, pursuant to Rule 424(b)(5) under the 1933 Act and relating to the Registrant's Registration Statement on Form S-3 (No. 33-33613)). SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: October 24, 1995 PAINE WEBBER GROUP INC. by /s/ Pierce R. Smith ------------------------- Name: Pierce R. Smith Title: Treasurer -----END PRIVACY-ENHANCED MESSAGE-----