-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EI+PeRhW1YY7cNhrdVblHO5Qdk9ApfrAvF2z0S909BG1XKBjcXKKi4+3jPPh4mQd Pt/y5xdRKxN0y3Jn8nyfkA== 0000950142-96-000097.txt : 19960412 0000950142-96-000097.hdr.sgml : 19960412 ACCESSION NUMBER: 0000950142-96-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960411 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KASH N KARRY FOOD STORES INC CENTRAL INDEX KEY: 0000842913 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 954161591 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25260 FILM NUMBER: 96546033 BUSINESS ADDRESS: STREET 1: 6422 HARNEY RD CITY: TAMPA STATE: FL ZIP: 33610 BUSINESS PHONE: 8136210276 COMPANY DATA: COMPANY CONFORMED NAME: PAINE WEBBER GROUP INC CENTRAL INDEX KEY: 0000075754 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] OWNER IRS NUMBER: 132760086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127132000 FORMER COMPANY: FORMER CONFORMED NAME: PAINE WEBBER INC DATE OF NAME CHANGE: 19840523 4 1 FORM 4 OMB APPROVAL OMB NUMBER:3235-0287 EXPIRES:APRIL 30, 1997 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE 0.5 [X]Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------------------------------------------- 1. Name and Address of Reporting Person PaineWebber Incorporated (Last) (First) (Middle) 1285 Avenue of the Americas New York New York 10019 - ----------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Kash n' Karry Food Stores, Inc./KAKA - ----------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) 13-2638166 - ----------------------------------------------------------------------------- 4. Statement of Month/Year 03/96 - ----------------------------------------------------------------------------- 5. If Amendment, Date or Original (Month/Year) - ----------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner ---------- ---------- Officer (give title below) Other ---------- ---------- (specify below) - ----------------------------------------------------------------------------- Table I - Non-Derivative Securties Acquired, Disposed of, or Beneficially Owned
2.Transaction 3.Transaction 4.Securities 5.Amount of 6.Ownership 7.Nature of 1. Title of security Date Code Acquired (A) Securities Form: Indirect (Inst.3) (Month/Day/Year) (Instr. 8) or Disposed Beneficially Direct (D) Beneficial of (D)(Instr. Owned at End or Ownership 3,4,and 5) of Month Indirect (Instr.4) (Instr.3 and 4) (I) (Instr.4) Code V Amount (A) Price or (D) Common Stock March 29, 1996 S 553,601 D $10.00{1} -0- D
- ----------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) FORM 4 (CONTINUED)TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
1. Title of 2. Conversion or 3. Transaction 4.Transaction 5. Number of 6.Date 7.Title and Derivate Exercise Price Date Code Derivative Exercisable Amount of Security of Derivative (Month/ Securities and Expiration Underlying (Instr.3) Security Day/Year) Acquired (A) Date Securities or Disposed (Instr.3 and (D) (Instr.3, (Month/Day/Year) 4) 4 and 5) Code V (A) (D) Date Expiration Title Amount or Exercisable Date Number of Shares
8.Price of 9.Number of 10.Ownership 11.Nature Derivative Derivative Form of of Security Securities Derivative Indirect (Instr. 5) Beneficially Security: Beneficial Owned at End Direct (D) Ownership of Month or (Instr.4) (Instr.4) Indirect (I) (Instr.4) Explanation of Responses: {1} PaineWebber Incorporated transferred the shares of common stock to an affiliate for a nominal amount. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. /S/ JAMES P. DOWD 4/9/96 - ----------------------------------------------- ------------------ **Signature of Reporting Person Date By: James P. Dowd Its: Senior Vice President -----END PRIVACY-ENHANCED MESSAGE-----