-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ChTXlBCYmAtJI8rWLoLc803bmWZCl6BlXskI0BVnf6SH16vFO6quCbAB0JYvBjkK Nn1RcwxsB5lTyx7sf1g0zg== 0000950123-96-006428.txt : 19961113 0000950123-96-006428.hdr.sgml : 19961113 ACCESSION NUMBER: 0000950123-96-006428 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961112 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAINE WEBBER GROUP INC CENTRAL INDEX KEY: 0000075754 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132760086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-07367 FILM NUMBER: 96659664 BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127132000 FORMER COMPANY: FORMER CONFORMED NAME: PAINE WEBBER INC DATE OF NAME CHANGE: 19840523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PWG CAPITAL TRUST I CENTRAL INDEX KEY: 0001024572 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-07367-01 FILM NUMBER: 96659665 BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127132000 8-A12B 1 PWG CAPITAL TRUST I/ PAINE WEBBER GROUP INC. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 PWG CAPITAL TRUST I (Exact name of registrant as specified in its charter) DELAWARE 13-7099828 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1285 Avenue of the Americas, New York, New York 10019 (Address of principal executive offices) (Zip Code) PAINE WEBBER GROUP INC. (Exact name of registrant as specified in its charter) DELAWARE 13-2760086 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1285 Avenue of the Americas, New York, New York 10019 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which to be so registered each class is to be registered - ------------------- ------------------------------ __% Preferred Trust Securities New York Stock Exchange, Inc. (and the Guarantee with respect thereto)
If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A.(c)(1), please check the following box. [ ] If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A.(c)(2), please check the following box. [ ] Securities to be registered pursuant to Section 12(g) of the Act: None 2 2 Item 1. Description of Registrant's Securities to be Registered. The terms and provisions of (a) % Preferred Trust Securities (the "Preferred Securities"), representing preferred undivided beneficial interests in the assets of PWG Capital Trust I (the "Trust"), a statutory business trust created under the laws of the State of Delaware, and (b) the related guarantee thereof by Paine Webber Group Inc., a Delaware corporation ("the Company"), are described in the Preliminary Prospectus Supplement dated October 10, 1996, and Preliminary Prospectus dated October 10, 1996, of the Company and the Trust, filed with the Securities and Exchange Commission as part of the Registration Statement on Form S-3 of the Company and the Trust (Registration Nos. 333-13831 and 333-13831-01) on October 10, 1996, as amended, which is incorporated herein by reference (the "Registration Statement"). Item 2. Exhibits. 1. Registration Statement (see Item 1 above). 2. Certificate of Trust of the Trust (incorporated by reference to Exhibit 4.4 to the Registration Statement). 3. Declaration of Trust of the Trust (incorporated by reference to Exhibit 4.3 to the Registration Statement). 4. Form of Amended and Restated Declaration of Trust of the Trust (incorporated by reference to Exhibit 4.11 to the Registration Statement). 5. Form of Preferred Security (incorporated by reference to Exhibit 4.12 to the Registration Statement). 6. Form of Guarantee Agreement (incorporated by reference to Exhibit 4.15 to the Registration Statement). 7. Form of Junior Subordinated Debt Indenture between the Company and The Chase Manhattan Bank, as Trustee (incorporated by reference to Exhibit 4.1 to the Registration Statement). 8. Form of Supplemental Indenture to the Junior Subordinated Debt Indenture between the Company and The Chase Manhattan Bank, as Trustee (incorporated by reference to Exhibit 4.13 to the Registration Statement). 9. Form of Junior Subordinated Debt Security (incorporated by reference to Exhibit 4.14 to the Registration Statement). 3 3 SIGNATURES Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrants have duly caused this registration statement to be signed on their behalf by the undersigned, thereunto duly authorized. Date: November 8, 1996 PAINE WEBBER GROUP INC. by /s/ Pierce R. Smith ---------------------------- Name: Pierce R. Smith Title: Treasurer PWG CAPITAL TRUST I by PAINE WEBBER GROUP INC., as Sponsor by /s/ Pierce R. Smith ----------------------------- Name: Pierce R. Smith Title: Trustee 4 4 INDEX TO EXHIBITS 1. Registration Statement (see Item 1 above). 2. Certificate of Trust of the Trust (incorporated by reference to Exhibit 4.4 to the Registration Statement). 3. Declaration of Trust of the Trust (incorporated by reference to Exhibit 4.3 to the Registration Statement). 4. Form of Amended and Restated Declaration of Trust of the Trust (incorporated by reference to Exhibit 4.11 to the Registration Statement). 5. Form of Preferred Security (incorporated by reference to Exhibit 4.12 to the Registration Statement). 6. Form of Guarantee Agreement (incorporated by reference to Exhibit 4.15 to the Registration Statement). 7. Form of Junior Subordinated Debt Indenture between the Company and The Chase Manhattan Bank, as Trustee (incorporated by reference to Exhibit 4.1 to the Registration Statement). 8. Form of Supplemental Indenture to the Junior Subordinated Debt Indenture between the Company and The Chase Manhattan Bank, as Trustee (incorporated by reference to Exhibit 4.13 to the Registration Statement). 9. Form of Junior Subordinated Debt Security (incorporated by reference to Exhibit 4.14 to the Registration Statement). -----END PRIVACY-ENHANCED MESSAGE-----