-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SNxL4KhLlsA4tmQCU1OdagLI29jUB1qmfTpOli8eigvlwTTXvwV1eN2YHsDcerwV cK0KVeMbuj/fRDmw7YiPyQ== /in/edgar/work/20000628/0000950123-00-006141/0000950123-00-006141.txt : 20000920 0000950123-00-006141.hdr.sgml : 20000920 ACCESSION NUMBER: 0000950123-00-006141 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAINE WEBBER GROUP INC CENTRAL INDEX KEY: 0000075754 STANDARD INDUSTRIAL CLASSIFICATION: [6211 ] IRS NUMBER: 132760086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-63107 FILM NUMBER: 663143 BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127132000 MAIL ADDRESS: STREET 1: 1285 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PAINE WEBBER INC DATE OF NAME CHANGE: 19840523 424B3 1 e424b3.txt AMENDED PRICING SUPPLEMENT NO. 128 1 Amendment Filed pursuant to Rule 424(b) (3). This pricing supplement relates to Registration Statement Nos. 333-17913 and 333-63107. Pricing Supplement No. 128 Dated June 21, 2000 (To Prospectus Dated September 23, 1998 and Prospectus Supplement Dated September 23, 1998) PAINE WEBBER GROUP INC. Multiple Currency ------------------------------------------------------------------ Medium-Term Senior Notes, Series C ------------------------------------------------------------------ Due from Nine Months to 30 Years from Date of Issue Designation: Medium Term Senior Notes, Series C Original Issue Date: June 27, 2000 Stated Maturity: July 1, 2003 Principal Amount: Yen 900,000,000 Specified Currency in which Denominated: Japanese Yen ("Yen") Authorized Denomination: Yen 100,000,000 and integral multiples of Yen 100,000,000 in excess thereof Interest Rate: 1.34% Day Count: Actual/365 or 366 Regular Record Dates: December 15 and June 15 Interest Payment Dates: Semi-annually on January 1 and July 1 First Payment: January 1, 2001 Paying Agent: The Chase Manhattan Bank Business Day Jurisdiction: New York, Tokyo Listing: Not Listed Issue Price (As a Percentage of Principal Amount): 100% Commissions (As a Percentage of Principal Amount): .35% Proceeds to Issuer (As a Percentage
2 2 of Principal Amount): 99.65% Redemption and Early Repayment Provision: The Note cannot be redeemed prior to Stated Maturity except in certain circumstances related to taxation Note (s) Represented By: [x] global note (represented by a permanent global security in registered form deposited with a common depositary on behalf of Euroclear) [ ] certificated note(s) CUSIP: 695629CH6 ISIN: XS0113552003
ISSUANCE IN JAPANESE YEN The Japanese yen is the national currency of Japan. Japanese bank notes are issued by the Bank of Japan, which was established in 1882 and is the country's central bank and sole bank of issue. The principal of and interest on the Notes will be payable in Japanese yen except under the circumstances described under "Foreign Currency Risks--Payment Currency" in the Prospectus Supplement, in which circumstances the principal of and interest on the Notes will be payable in U.S. dollars. Except in such circumstances, holders of Notes will receive payment of the principal of and interest on such Notes in Japanese yen and will have no right to elect to receive such payment in U.S. dollars. EXCHANGE RATE INFORMATION In recent years, rates of exchange between the U.S. dollar and the Japanese yen have been highly volatile. The following table sets forth the noon buying rate for cable transfers in New York City payable in Japanese yen, expressed in Japanese yen per U.S. dollar as reported by the Federal Reserve Bank of New York, on the last New York Business Day of the months (and partial month) indicated. Such rates are provided solely for the convenience of the reader and should not be construed as a representation that Japanese yen amounts actually represent such U.S. dollar amounts or that such Japanese yen amounts could have been, or could be, converted into U.S. dollars at that rate or at any other rate.
JAPANESE YEN/U.S. $1.00 MONTH-END EXCHANGE RATE - --------- ------------------------- 1995: March........................................ 86.85 June......................................... 84.78 September.................................... 99.10 December..................................... 103.28 1996: March........................................ 107.00 June......................................... 109.48 September.................................... 111.65 December..................................... 115.88
3 3 1997: March........................................ 123.72 June......................................... 114.61 September.................................... 120.71 December..................................... 130.45 1998: March........................................ 133.29 June......................................... 138.29 September.................................... 136.59 December..................................... 113.08 1999: March........................................ 118.43 June......................................... 120.94 September.................................... 106.82 December..................................... 102.16 2000: March........................................ 105.46 June (as of June 19)......................... 106.46
The Notes have not been and will not be registered under the Securities and Exchange Law of Japan (the "Securities and Exchange Law") and PaineWebber International (U.K.) Ltd. has agreed that it will not, directly or indirectly, solicit offers to purchase or, directly or indirectly, offer, sell or deliver any Notes in Japan or to any resident in Japan except as permitted by the Securities and Exchange Law and any other applicable laws of Japan. -----END PRIVACY-ENHANCED MESSAGE-----