-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ImEwh9hKWNeHCg+Akmrf8NZjDh18KDDCxcPI3Ztq+G3jeY09Dp9EiwBbgZirp3YV gqslYPr9tqbiUazi6IEgkA== 0000907244-97-000109.txt : 19970627 0000907244-97-000109.hdr.sgml : 19970627 ACCESSION NUMBER: 0000907244-97-000109 CONFORMED SUBMISSION TYPE: NSAR-BT PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 19970430 FILED AS OF DATE: 19970626 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN INVESTMENT TRUST CENTRAL INDEX KEY: 0000757440 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046599663 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-BT SEC ACT: 1940 Act SEC FILE NUMBER: 811-04154 FILM NUMBER: 97630558 BUSINESS ADDRESS: STREET 1: 2500 WESTCHESTER AVE CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9146412305 MAIL ADDRESS: STREET 1: 2500 WESTCHESTER AVE CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION FUNDS/ DATE OF NAME CHANGE: 19940628 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION HIGH GRADE TAX FREE PORT DATE OF NAME CHANGE: 19940519 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION FUNDS DATE OF NAME CHANGE: 19921230 NSAR-BT 1 N-SAR (3.0.A) PAGE 1 000 B000000 04/30/97 000 C000000 0000757440 000 D000000 Y 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 EVERGREEN INVESTMENT TRUST 001 B000000 811-4154 001 C000000 9146942020 002 A000000 2500 WESTCHESTER AVE 002 B000000 PURCHASE 002 C000000 NY 002 D010000 10577 002 D020000 2555 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C021000 U.S. GOVERNMENT FUND 007 C031000 N 008 A00AA01 FIRST UNION NATIONAL BANK OF NORTH CAROLINA 008 B00AA01 A 008 C00AA01 801-00000 008 D01AA01 CHARLOTTE 008 D02AA01 NC 008 D03AA01 28288 010 A00AA01 EVERGREEN KEYSTONE INVESTMENT SERVICES 010 B00AA01 801-46522 010 C01AA01 BOSTON 010 C02AA01 MA 010 C03AA01 02116 010 A00AA02 THE BISYS GROUP, INC. 010 C01AA02 NEW YORK 010 C02AA02 NY 010 C03AA02 10019 011 A00AA01 EVERGREEN KEYSTONE DISTRIBUTOR, INC. PAGE 2 011 B00AA01 8-46906 011 C01AA01 NEW YORK 011 C02AA01 NY 011 C03AA01 10017 012 A00AA01 STATE STREET BANK AND TRUST COMPANY 012 B00AA01 84- 012 C01AA01 NORTH QUINCY 012 C02AA01 MA 012 C03AA01 07171 013 A00AA01 KPMG PEAT MARWICK LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02116 014 A00AA01 LIEBER & CO. 014 B00AA01 8-14923 014 A00AA02 FIRST UNION BROKERAGE SERVICES, INC. 014 B00AA02 8-24369 015 A00AA01 STATE STREET BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02266 015 C04AA01 8609 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 78 019 C00AA00 EVERGREENS 020 A000001 AUTRANET, INC. 020 B000001 13-2961507 020 C000001 2 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 2 022 A000001 DONALDSON, LUFKIN,& JENRETTE SECURITIES CORP. 022 B000001 13-2741729 022 C000001 588791 022 D000001 0 022 A000002 AUTRANET, INC. 022 B000002 13-2961507 022 C000002 19531 022 D000002 19926 022 A000003 DEUTSCHE BANK GOVERNMENT SECURITIES, INC. 022 B000003 13-2730828 PAGE 3 022 C000003 0 022 D000003 12687 022 A000004 WESTMINSTER RESEARCH ASSOCIATES, INC. 022 B000004 13-3088032 022 C000004 12127 022 D000004 0 022 A000005 STATE STREET BANK & TRUST CO., N.A. 022 B000005 04-1867445 022 C000005 6387 022 D000005 0 022 A000006 MORGAN STANLEY & CO., INC. 022 B000006 13-2655998 022 C000006 5153 022 D000006 0 022 A000007 SMITH BARNEY SHEARSON, INC. 022 B000007 13-1912900 022 C000007 0 022 D000007 2033 022 A000008 G.X. CLARKE 022 B000008 13-2969143 022 C000008 0 022 D000008 1461 022 A000009 HSBC SECURITIES, INC. 022 C000009 0 022 D000009 1084 022 A000010 DRESDNER SECURITIES(USA), INC. 022 B000010 04-2442748 022 C000010 0 022 D000010 724 023 C000000 646539 023 D000000 379565 024 00AA00 N 025 D00AA01 0 025 D00AA02 0 025 D00AA03 0 025 D00AA04 0 025 D00AA05 0 025 D00AA06 0 025 D00AA07 0 025 D00AA08 0 026 A000000 N 026 B000000 Y 026 C000000 Y 026 D000000 Y 026 E000000 Y 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 Y 027 000000 Y 045 00AA00 Y PAGE 4 046 00AA00 N 047 00AA00 Y 048 00AA00 0.500 048 A01AA00 0 048 A02AA00 0.000 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 0 048 K02AA00 0.000 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 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I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 19.8 PAGE 6 062 N000200 11.6 062 O000200 0.0 062 P000200 27.0 062 Q000200 38.6 062 R000200 0.0 071 A000200 91755 071 B000200 57079 071 C000200 383158 071 D000200 15 072 A000200 6 074 N000200 412237 074 T000200 410773 075 A000200 0 075 B000200 397173 028 A011000 2566 028 A021000 1140 028 A031000 0 028 A041000 6807 028 B011000 3910 028 B021000 1020 028 B031000 0 028 B041000 5740 028 C011000 3287 028 C021000 1000 028 C031000 0 028 C041000 6182 028 D011000 1833 028 D021000 1061 028 D031000 0 028 D041000 8268 028 E011000 0 028 E021000 0 028 E031000 0 028 E041000 0 028 F011000 0 028 F021000 0 028 F031000 0 028 F041000 0 028 G011000 11596 028 G021000 4221 028 G031000 0 028 G041000 26997 028 H001000 2969 029 001000 Y 030 A001000 19 030 B001000 4.75 030 C001000 0.00 031 A001000 2 031 B001000 0 032 001000 17 033 001000 0 PAGE 7 034 001000 Y 035 001000 388 036 A001000 N 036 B001000 0 037 001000 N 038 001000 0 039 001000 N 040 001000 Y 041 001000 Y 042 A001000 0 042 B001000 100 042 C001000 0 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 043 001000 1346 044 001000 0 062 A001000 Y 062 B001000 0.0 062 C001000 0.0 062 D001000 0.7 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 44.7 062 N001000 53.6 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 063 A001000 0 063 B001000 8.7 064 A001000 N 064 B001000 N 070 A011000 Y 070 A021000 Y 070 B011000 N 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 N 070 D021000 N 070 E011000 Y 070 E021000 N PAGE 8 070 F011000 N 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 N 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 N 070 K021000 N 070 L011000 N 070 L021000 N 070 M011000 N 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 N 070 R021000 N 071 A001000 34081 071 B001000 37956 071 C001000 295772 071 D001000 12 072 A001000 10 072 B001000 19079 072 C001000 0 072 D001000 0 072 E001000 0 072 F001000 1258 072 G001000 109 072 H001000 0 072 I001000 185 072 J001000 95 072 K001000 0 072 L001000 57 072 M001000 6 072 N001000 55 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 15 072 S001000 2 072 T001000 1346 072 U001000 0 PAGE 9 072 V001000 0 072 W001000 54 072 X001000 3180 072 Y001000 0 072 Z001000 15899 072AA001000 0 072BB001000 3341 072CC011000 2371 072CC021000 0 072DD011000 7202 072DD021000 8696 072EE001000 0 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 074 A001000 0 074 B001000 2040 074 C001000 0 074 D001000 282889 074 E001000 0 074 F001000 0 074 G001000 0 074 H001000 0 074 I001000 0 074 J001000 0 074 K001000 0 074 L001000 4292 074 M001000 51 074 N001000 289272 074 O001000 0 074 P001000 247 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 1186 074 S001000 0 074 T001000 287839 074 U011000 13537 074 U021000 17121 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 7226 074 Y001000 0 075 A001000 0 075 B001000 302162 076 001000 0.00 SIGNATURE J. KEVIN KENELY TITLE VP FUND ADMIN EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM ACCOUNTING RECORDS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH ACCOUNTING RECORDS. 101 FUND NAME: EVERGREEN U.S. GOVERNMENT FUND CLASS A 10-MOS APR-30-1997 JUL-01-1996 APR-30-1997 294,256,266 284,929,223 4,292,598 50,600 0 289,272,421 0 0 1,433,873 1,433,873 0 314,822,329 1,907,838 2,159,052 207 0 (17,656,945) 0 (9,327,043) 17,912,899 0 19,078,615 0 (3,179,925) 15,898,690 (3,340,851) 2,370,773 14,928,612 0 (1,050,495) 0 0 294,513 (606,651) 60,924 (20,712,196) 0 (3,731,984) 0 0 (1,258,319) 0 (3,179,925) 19,104,946 9.42 0.52 (0.03) (0.52) 0 0 9.39 0.98 0 0

EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM ACCOUNTING RECORDS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH ACCOUNTING RECORDS. 101 FUND NAME: EVERGREEN U.S. GOVERNMENT FUND CLASS B 10-MOS APR-30-1997 JUL-01-1996 APR-30-1997 294,256,266 284,929,223 4,292,598 50,600 0 289,272,421 0 0 1,433,873 1,433,873 0 314,822,329 15,164,185 17,615,107 207 0 (17,656,945) 0 (9,327,043) 142,371,185 0 19,078,615 0 (3,179,925) 15,898,690 (3,340,851) 2,370,773 14,928,612 0 (7,610,760) 0 0 776,060 (3,621,913) 394,931 (20,712,196) 0 (3,731,984) 0 0 (1,258,319) 0 (3,179,925) 156,169,128 9.42 0.46 (0.03) (0.46) 0 0 9.39 1.73 0 0

EX-27 4 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM ACCOUNTING RECORDS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH ACCOUNTING RECORDS. 101 FUND NAME: EVERGREEN U.S. GOVERNMENT FUND CLASS C 10-MOS APR-30-1997 JUL-01-1996 APR-30-1997 294,256,266 284,929,223 4,292,598 50,600 0 289,272,421 0 0 1,433,873 1,433,873 0 314,822,329 48,478 68,918 207 0 (17,656,945) 0 (9,327,043) 455,150 0 19,078,615 0 (3,179,925) 15,898,690 (3,340,851) 2,370,773 14,928,612 0 (35,021) 0 0 28,184 (50,056) 1,432 (20,712,196) 0 (3,731,984) 0 0 (1,258,319) 0 (3,179,925) 718,727 9.42 0.46 (0.03) (0.46) 0 0 9.39 1.73 0 0

EX-27 5
6 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM ACCOUNTING RECORDS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH ACCOUNTING RECORDS. 101 FUND NAME: EVERGREEN U.S. GOVERNMENT FUND CLASS Y 10-MOS APR-30-1997 JUL-01-1996 APR-30-1997 294,256,266 284,929,223 4,292,598 50,600 0 289,272,421 0 0 1,433,873 1,433,873 0 314,822,329 13,537,374 12,901,205 207 0 (17,656,945) 0 (9,327,043) 127,099,314 0 19,078,615 0 (3,179,925) 15,898,690 (3,340,851) 2,370,773 14,928,612 0 (7,202,207) 0 0 1,675,475 (1,715,716) 676,410 (20,712,196) 0 (3,731,984) 0 0 (1,258,319) 0 (3,179,925) 126,169,457 9.42 0.54 (0.03) (0.54) 0 0 9.39 0.73 0 0

EX-99 6 The Trustees and Shareholders Keystone Strategic Income Fund Evergreen Investment Trust In planning and performing our audit of the financial statements of Keystone Strategic Income Fund for the period from August 1, 1996 through April 30, 1997 and Evergreen U.S. Government Fund (one of the portfolios constituting Evergreen Investment Trust) for the period from July 1, 1996 through April 30, 1997, we considered their internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of Keystone Strategic Income Fund and Evergreen Investment Trust is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risks that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we consider to be material weaknesses as defined above as of April 30, 1997. This report is intended solely for the information and use of management and the Securities and Exchange Commission. KPMG Peat Marwick LLP Boston, Massachusetts May 30, 1997 ~~-----END PRIVACY-ENHANCED MESSAGE-----~~