-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QuVFcyXGY/vOWfe1fWy55ga+soMdcnrRVjE0oJihR2Qdo4+Ptg8fNQMtFwgdfYV+ MUyq1szOEP0uLaBamkH1YQ== 0001095811-00-001070.txt : 20000424 0001095811-00-001070.hdr.sgml : 20000424 ACCESSION NUMBER: 0001095811-00-001070 CONFORMED SUBMISSION TYPE: PRRN14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000421 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: USG CORP CENTRAL INDEX KEY: 0000757011 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270] IRS NUMBER: 363329400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: PRRN14A SEC ACT: SEC FILE NUMBER: 001-08864 FILM NUMBER: 606251 BUSINESS ADDRESS: STREET 1: 125 S FRANKLIN ST STREET 2: DEPT. 188 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126064000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAKATAK ENTERPRISES INC CENTRAL INDEX KEY: 0001011477 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 953941228 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: PRRN14A BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD STE 1700 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3102606025 PRRN14A 1 NON MANAGEMENT REVISED PRELIMINARY PROXY 1 SCHEDULE 14A (RULE 14A-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant / / Filed by a Party other than the Registrant /x/ Check the appropriate box: /x/ Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) / / Definitive Proxy Statement / / Definitive Additional Materials / / Soliciting Material Under Rule 14a-12 USG Corporation (NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Hakatak Enterpises, Inc. (NAME OF PERSON(S) FILING PROXY STATEMENT, IF OTHER THAN THE REGISTRANT) Payment of Filing Fee (Check the appropriate box): /x/ No fee required. / / Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: / / Fee paid previously with preliminary materials: / / Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: 2 EXHIBIT A LIST OF ALL SECURITIES PURCHASED OR SOLD BY THE HAKATAK NOMINEES AND TOM HACKER IN THE LAST TWO YEARS JAY BUCHBINDER - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- Armin Trust(1) 01/22/99 Bought 31100 51.6722 01/25/99 Bought 51900 50.4977 01/26/99 Bought 4400 51 1/4 01/28/99 Bought 12000 54.9531 07/06/99 Sold 1750 57.45 07/07/99 Sold 2500 57 1/2 08/06/99 Bought 4000 49.1875 10/15/99 Bought 40100 44.3055 10/27/99 Bought 5000 47 1/16 10/27/99 Sold 3100 47.1875 11/08/99 Bought 3100 48.1042 11/09/99 Bought 5000 48.0638 11/10/99 Bought 10000 48.2263 11/11/99 Bought 5000 48.0 11/22/99 Sold 1900 52.0 11/22/99 Sold 10000 47.5 12/29/99 Bought 5700 46.4035 01/05/00 Bought 3000 45.00 01/11/00 Bought 6000 45.25 01/13/00 Bought 7000 42.8425 - -------------------------------------------------------------------------------- Terry Trust(2) 12/16/98 Bought 10000 42 3/4 12/16/98 Bought 10000 42 3/4 - -------------------------------------------------------------------------------- JBI Inc. 01/16/98 Bought 25000 53 1/4 01/22/98 Sold 4000 53.86 02/19/98 Sold 1500 53 3/4 09/08/98 Bought 5000 44 5/8 10/07/98 Bought 5000 39 1/2 10/08/98 Bought 15000 37.0 10/12/98 Bought 6000 37.125 - -------- (1) Mr. Hacker serves as a trustee of the Armin Trust. Mr. Buchbinder has no voting or disposition rights but has beneficial ownership of the Trust's shares. (2) Mr. Buchbinder and Mr. Hacker serve as trustees to the Terry Trust. Mr. Buchbinder has share voting and disposition rights. 3 - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- 11/13/98 Sold 200 45.0 11/23/98 Sold 12000 45.0 02/25/99 Bought 10000 51.3472 03/24/99 Bought 25000 47.7638 04/13/99 Bought 2500 53 3/4 04/14/99 Sold 2500 55 1/2 04/19/99 Sold 12500 62.5665 05/26/99 Bought 5000 55.7188 05/28/99 Sold 1950 57.3992 06/01/99 Bought 2500 55 1/2 06/08/99 Sold 4000 56.8281 06/11/99 Bought 2500 54.2813 06/16/99 Bought 2500 55 1/16 06/18/99 Bought 2500 53.6188 06/24/99 Bought 900 53 1/4 06/30/99 Sold 1250 56.0025 07/08/99 Sold 2500 58.5 07/14/99 Bought 2500 58.0 07/19/99 Bought 5000 59.5938 07/20/99 Bought 2500 58.0 07/21/99 Bought 2500 57 15/16 07/26/99 Bought 2500 54 3/4 09/17/99 Bought 5000 52.3625 09/21/99 Bought 9000 51 3/4 09/27/99 Bought 3000 50 1/16 09/28/99 Bought 9300 47.9798 09/28/99 Sold 4300 48.1265 09/29/99 Bought 12500 47.275 10/08/99 Bought 5000 48.9763 10/12/99 Bought 1500 47.375 10/13/99 Bought 7000 45.6696 10/18/99 Bought 22000 46.3651 11/19/99 Bought 2500 50.0 11/19/99 Sold 600 51 1/2 11/22/99 Sold 10000 47.5 01/20/00 Bought 7500 39.2083 01/21/00 Bought 7900 38.0 01/24/00 Bought 2100 37.128 01/26/00 Bought 1550 35.6512 01/27/00 Bought 22000 38.5301 01/28/00 Bought 5000 39 5/8 -2- 4 - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- 01/31/00 Bought 10000 39.3088 02/18/00 Bought 10000 33 3/4 02/22/00 Bought 15000 33.565 02/25/00 Bought 16900 30 3/4 02/29/00 Bought 10000 32.5 - -------------------------------------------------------------------------------- Jay Buchbinder 01/12/98 Bought 5000 47 3/4 01/14/98 Sold 5000 50.0625 01/15/98 Bought 5000 51.9375 01/16/98 Bought 1000 52 7/8 01/20/98 Sold 5000 50.0 01/21/98 Bought 2600 53 3/8 02/23/98 Sold 2500 50.0 02/23/98 Sold 7700 55.0 03/10/98 Bought 10000 52.0 04/23/98 Bought 2500 54 1/2 04/27/98 Bought 1500 52 1/4 04/29/98 Bought 3350 50.7106 04/30/98 Bought 3850 51.7281 05/08/98 Bought 1500 54 1/4 05/18/98 Sold 5000 50.0 06/04/98 Bought 5000 52 1/2 06/05/98 Bought 2000 52 1/2 06/09/98 Sold 1250 53 1/2 06/22/98 Sold 5000 53.9375 06/25/98 Bought 2500 53.2188 07/16/98 Bought 2500 57.0 07/20/98 Sold 2500 55.0 07/28/98 Bought 2500 53 11/16 07/29/98 Bought 5000 53.625 08/03/98 Bought 14750 51.8581 08/04/98 Bought 2500 50 9/16 08/05/98 Bought 6900 49.4846 08/07/98 Bought 2500 49.375 08/12/98 Bought 900 47.4896 08/17/98 Sold 17000 55.0 08/17/98 Sold 17000 55.0 08/18/98 Bought 5000 49.0 08/19/98 Bought 5000 49.1875 08/28/98 Bought 6000 46.125 08/31/98 Bought 100000 45 3/8 09/01/98 Bought 100000 42 1/8 -3- 5 - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- 09/18/98 Sold 5000 47.125 09/21/98 Bought 10000 47.5 09/21/98 Sold 1000 45.0 09/25/98 Sold 3000 46.875 10/21/98 Sold 5000 45 1/4 11/05/98 Sold 10000 48.8422 11/13/98 Sold 13000 45.0 11/23/98 Sold 2000 45.0 11/23/98 Sold 10000 42.5 11/23/98 Sold 16500 47.5 11/24/98 Sold 200000 49 5/8 01/22/99 Bought 26350 51.9288 02/02/99 Bought 2500 55 1/2 02/03/99 Bought 3800 55.2895 02/04/99 Bought 2900 56.0 02/09/99 Bought 5900 54.5646 02/10/00 Bought 2500 54.9888 02/12/99 Sold 20100 53.0 02/12/99 Sold 29600 53.0 02/19/99 Bought 15000 50.0 02/22/99 Bought 1850 52 3/8 02/26/99 Bought 10000 50.3122 03/02/99 Bought 5000 49 9/16 03/04/99 Bought 12500 47.9625 03/05/99 Bought 5000 49 1/4 03/09/99 Bought 300 45 1/4 03/18/99 Bought 5000 47 7/8 03/22/99 Sold 2500 47 1/2 03/24/99 Sold 12500 49 1/4 03/25/99 Sold 12500 51 1/4 04/15/99 Sold 5000 58.25 04/19/99 Sold 2500 55.0 04/19/99 Sold 5500 50.0 04/19/99 Sold 11550 62.5665 04/20/99 Sold 12950 63.584 04/21/99 Sold 13000 64.3409 04/30/99 Bought 5000 58.575 05/03/99 Bought 7500 58.0 05/05/99 Sold 2500 58 15/16 05/06/99 Sold 5000 59.465 05/24/99 Sold 2500 55.0 -4- 6 - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- 06/17/99 Bought 5000 55.0 06/22/99 Sold 2500 54.76 06/29/99 Sold 1250 55 7/8 07/23/99 Bought 7500 56.7083 07/27/99 Bought 5000 56 1/4 08/10/99 Bought 3850 49.6299 08/11/99 Bought 5000 49.25 08/13/99 Bought 7500 50.3583 08/17/99 Bought 5000 51.2094 08/18/99 Bought 5000 50.1625 08/25/99 Bought 7500 49.3333 08/26/99 Sold 4750 50.0493 09/01/99 Bought 4000 48.4531 09/02/99 Sold 4000 49.0938 09/03/99 Bought 1250 51.0 09/07/99 Bought 1000 50 3/8 09/20/99 Sold 2500 50.00 10/28/99 Sold 6900 48.0833 11/22/99 Sold 5000 47.5 11/30/99 Bought 50000 49 1/2 12/09/99 Bought 2000 44 3/4 12/20/99 Bought 10000 45.375 12/20/99 Sold 3300 46.1818 12/21/99 Sold 4000 46.2313 12/22/99 Sold 2700 46.75 12/23/99 Bought 4000 47.0 12/23/99 Sold 700 47 1/2 01/14/00 Bought 30000 41.6167 01/19/00 Bought 2500 39.65 - -------------------------------------------------------------------------------- Decore Products 10/19/99 Bought 24000 46.520 10/20/99 Bought 19000 45.0987 10/26/99 Bought 4000 45.4 11/23/99 Bought 11900 50.2101 11/24/99 Bought 6400 48.3906 KEITH OGATA - -------------------------------------------------------------------------------- Name Date Activity Quantity Price - -------------------------------------------------------------------------------- Keith Ogata 05/01/98 Bought 10000 50.8325 05/01/98 Sold Warrants 10000 34.6513 -5- 7 - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- 05/05/98 Sold Warrants 5000 36.3364 10/21/98 Sold 2000 46.6034 10/27/98 Sold 2000 49.2184 06/10/98 Sold 3000 52.6032 12/14/98 Sold 3000 44.1293 10/21/99 Bought 2000 42.025 01/12/00 Bought 2000 44.5063 01/13/00 Bought 2000 44 01/27/00 Bought 2000 37.15 HERBERT DENTON - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- Providence Investors 03/09/00 Bought 3000 32.25 US Value 03/09/00 Bought 7000 32.25 TOM HACKER(3) - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- Account #1 06/24/98 Sold 560 54.1638 06/24/98 Sold 1940 54.1638 06/24/98 Sold 3850 54.1638 06/24/98 Sold 5000 54.1638 06/24/98 Sold 6710 54.1638 06/24/98 Sold 6940 54.1638 09/18/98 Bought 10000 46.4875 09/18/98 Sold 10000 47.125 11/05/98 Sold 10000 49.0 11/10/98 Sold 1000 49 3/8 11/10/98 Sold 2600 49 1/4 11/24/98 Bought 100000 49 5/8 12/29/98 Bought 7462 49.5536 01/22/99 Bought 26350 51.9288 01/22/99 Sold 1100 52 1/2 02/12/99 Bought 49700 53.0 03/04/99 Bought 12500 47.9625 (3) Mr. Hacker also owns beneficially certain shares listed for Mr. Buchbinder in Mr. Hacker's capacity as trustee of the Armin and of the Terry Trust. Transactions by the Trusts are not repeated here. -6- 8 - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- 03/05/99 Bought 5000 49 1/4 03/24/99 Bought 25000 47.7638 04/15/99 Sold 5000 58.25 04/19/99 Sold 24050 62.5665 04/20/99 Sold 12950 63.584 04/21/99 Sold 13000 64.3409 07/23/99 Bought 7500 56.7083 08/10/99 Bought 3850 49.6299 08/11/99 Bought 5000 49.25 08/13/99 Bought 7500 50.3583 08/17/99 Bought 5000 51.2094 08/18/99 Bought 5000 50.1625 08/25/99 Bought 7500 49.3333 08/26/99 Sold 4750 50.0493 08/27/99 Sold 200 50.3438 09/17/99 Bought 5000 52.3625 09/21/99 Bought 9000 51 3/4 10/13/99 Bought 20000 45 1/2 - -------------------------------------------------------------------------------- Account #2 01/15/98 Bought 5000 51.9375 01/16/98 Bought 25000 53 1/4 01/21/98 Bought 2600 53 3/8 02/18/98 Sold 1000 54.0 02/19/98 Sold 1500 53 3/4 03/10/98 Bought 10000 52.0 04/27/98 Bought 1500 52 1/4 04/29/98 Bought 3350 50.7106 05/08/98 Bought 1500 54 1/4 06/04/98 Bought 5000 52 1/2 06/05/98 Bought 2000 52 1/2 06/09/98 Sold 1250 53 1/2 06/22/98 Sold 5000 53.9375 06/25/98 Bought 2500 53.2188 07/16/98 Bought 2500 57.0 07/28/98 Bought 2500 53 11/16 07/29/98 Bought 5000 53.625 08/03/98 Bought 14750 51.8581 08/04/98 Bought 2500 50 9/16 08/05/98 Bought 6900 49.4846 08/07/98 Bought 2500 49.375 08/12/98 Bought 900 47.4896 08/18/98 Bought 5000 49.0 -7- 9 - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- 08/19/98 Bought 5000 49.1875 08/26/98 Sold 1900 49 7/8 08/27/98 Sold 6000 47.5833 08/31/98 Sold 100000 45 3/8 09/01/98 Sold 100000 42 1/8 09/25/98 Sold 3000 46.875 10/12/98 Sold 900 36.7822 11/05/98 Sold 6400 48.8422 11/06/98 Sold 13700 49.6788 11/24/98 Bought 100000 49 5/8 01/12/99 Bought 175 50 5/16 01/29/99 Bought 5000 56.625 01/29/99 Sold 13500 56.9583 02/02/99 Bought 2500 55 1/2 02/03/99 Bought 3800 55.2895 02/04/99 Bought 2900 56.0 02/08/99 Bought 500 54 1/2 02/09/99 Bought 5900 54.5646 02/10/99 Bought 2500 54.9888 02/22/99 Bought 1850 52 3/8 02/25/99 Bought 10000 51.3475 02/26/99 Bought 10000 50.3122 03/02/99 Bought 5000 49 9/16 03/18/99 Bought 5000 47 7/8 03/24/99 Sold 12500 49 1/4 03/25/99 Sold 12500 51 1/4 04/01/99 Sold 5000 52 5/8 04/13/99 Bought 2500 53 3/4 04/14/99 Sold 2500 55 1/2 04/30/99 Bought 5000 58.575 05/03/99 Bought 7500 58.0 05/05/99 Sold 2500 58 15/16 05/06/99 Sold 5000 59.465 05/26/99 Bought 5000 55.7188 05/28/99 Sold 1950 57.3992 06/01/99 Bought 2500 55 1/2 06/04/99 Bought 3000 55.0 06/07/99 Sold 3000 56.0 06/08/99 Sold 4000 56.8281 06/11/99 Bought 2500 54.2813 06/16/99 Bought 2500 55 1/16 -8- 10 - ------------------------------------------------------------------------------- Name Date Activity Quantity Price - ------------------------------------------------------------------------------- 06/17/99 Bought 5000 55.0 06/18/99 Bought 2500 53.6188 06/22/99 Sold 2500 54.76 06/24/99 Bought 900 53 1/4 06/29/99 Sold 1250 55 7/8 06/30/99 Sold 1250 56.0025 07/06/99 Sold 1750 57.45 07/07/99 Sold 2500 57 1/2 07/08/99 Sold 2500 58.5 07/14/99 Bought 2500 58.0 07/19/99 Bought 5000 59.5938 07/20/99 Bought 2500 58.0 07/21/99 Bought 2500 57 15/16 07/26/99 Bought 2500 54 3/4 07/27/99 Bought 5000 56/14 08/31/99 Bought 2000 48.8 08/31/99 Sold 3000 49.0 09/01/99 Bought 4000 48.4531 09/02/99 Sold 4000 49.0938 09/03/99 Bought 1250 51.0 09/07/99 Bought 1000 50 3/8 10/05/99 Sold 5000 48.0 10/13/99 Sold 20000 45 1/2 11/19/99 Sold 600 51 1/2 11/22/99 Sold 1900 52.0 -9- -----END PRIVACY-ENHANCED MESSAGE-----