-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCmTaTN2qSXKDFX2oe1A6v7EAGWw+fpLbDC2784i8oWS1BXkDVsOzuUMcNsum93c nk+9NlQGMMIsBPH2D1B6kA== 0001095811-00-001055.txt : 20000421 0001095811-00-001055.hdr.sgml : 20000421 ACCESSION NUMBER: 0001095811-00-001055 CONFORMED SUBMISSION TYPE: PRRN14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000420 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: USG CORP CENTRAL INDEX KEY: 0000757011 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270] IRS NUMBER: 363329400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: PRRN14A SEC ACT: SEC FILE NUMBER: 001-08864 FILM NUMBER: 605134 BUSINESS ADDRESS: STREET 1: 125 S FRANKLIN ST STREET 2: DEPT. 188 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126064000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HAKATAK ENTERPRISES INC CENTRAL INDEX KEY: 0001011477 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 953941228 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: PRRN14A BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BLVD STE 1700 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3102606025 PRRN14A 1 NON MANAGEMENT REVISED PRELIMINARY PROXY 1 SCHEDULE 14A (RULE 14A-101) SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant / / Filed by a Party other than the Registrant /x/ Check the appropriate box: /x/ Preliminary Proxy Statement / / Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) / / Definitive Proxy Statement / / Definitive Additional Materials / / Soliciting Material Under Rule 14a-12 USG Corporation (NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Hakatak Enterpises, Inc. (NAME OF PERSON(S) FILING PROXY STATEMENT, IF OTHER THAN THE REGISTRANT) Payment of Filing Fee (Check the appropriate box): /x/ No fee required. / / Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: / / Fee paid previously with preliminary materials: / / Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: 2 PROXY THIS PROXY IS SOLICITED IN OPPOSITION TO THE BOARD OF DIRECTORS OF USG CORPORATION BY HAKATAK ENTERPRISES, INC. ("HAKATAK") ANNUAL MEETING OF STOCKHOLDERS The undersigned hereby appoints Tom Hacker and Keith Ogata, and each or any of them with full power of substitution, as Proxy for the undersigned to vote all shares of common stock, par value $0.10 per share of USG Corporation (the "Company"), which the undersigned is entitled to vote at the Annual Meeting of Stockholders to be held on May 10, 2000, at 9:15 a.m. (local time) or any adjournment(s) or postponement(s) thereof (the "Annual Meeting"), as follows: - -------------------------------------------------------------------------------- Hakatak Recommends a Vote "FOR" Proposal 1. 1. ELECTION OF DIRECTORS HAKATAK NOMINEES THE HAKATAK NOMINEES ARE: JAY BUCHBINDER, KEITH OGATA, HERBERT DENTON FOR [ ] WITHHOLD AUTHORITY FOR ALL [ ] (Authority to vote for any individual nominee(s) may be withheld by lining through or otherwise striking out the name(s) of such nominee(s).) COMPANY NOMINEES Hakatak intends to use this proxy to vote for persons who have been nominated by the Company to serve as directors, other than James C. Cotting, W. Douglas Ford and John B. Schwemm, three of the four Company nominees. You may withhold authority to vote for one or more additional Company nominees, by writing the name of the nominee(s) below. You should refer to the proxy statement and form of proxy distributed by the Company for the names, background, qualifications, and other information concerning the Company's nominees. ------------------------- There is no assurance that any of the Company's nominees will serve as directors if the Hakatak Nominees are elected to the board. - -------------------------------------------------------------------------------- Hakatak takes no position on how you should vote on Proposals 2 & 3. 2. APPROVAL OF AMENDMENT TO THE CORPORATION'S OMNIBUS FOR [ ] AGAINST [ ] ABSTAIN [ ] MANAGEMENT INCENTIVE PLAN 3. RATIFICATION OF THE APPOINTMENT OF ARTHUR ANDERSEN FOR [ ] AGAINST [ ] ABSTAIN [ ] LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2000 - ----------------------------------------------------------------------------------------------------- Hakatak Recommends a Vote "FOR" Proposal 4. 4. THE RATIFICATION OF THE HAKATAK AMENDMENT TO THE FOR [ ] AGAINST [ ] ABSTAIN [ ] COMPANY'S BYLAWS REQUIRING SHAREHOLDER APPROVAL OF SHAREHOLDER RIGHTS PLANS - ----------------------------------------------------------------------------------------------------- 5. IN THEIR DISCRETION ON ANY OTHER MATTER THAT MAY COME BEFORE THE MEETING IMPORTANT: PLEASE SIGN AND DATE ON THE REVERSE SIDE.
3 The undersigned hereby revokes any other proxy or proxies heretofore given to vote or act with respect to the shares of common stock of the Company held by the undersigned. If properly executed, this proxy will be voted as directed above. If no direction is given, this proxy will be voted FOR the election of all Hakatak Nominees, FOR one of the Company nominees other than James C. Cotting, W. Douglas Ford and John B. Schwemm, ABSTAIN on Proposals 2 and 3, and FOR Proposal 4. Dated: , 2000 -------------------------------------- Signature Name: Title: -------------------------------------- Signature Name: Title: THE SIGNATURE(S) ABOVE SHOULD AGREE WITH THE NAME(S) SHOWN ON THIS PROXY. WHERE STOCK IS OWNED BY MORE THAN ONE PERSON, ALL OWNERS SHOULD SIGN THE PROXY.
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