-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTKHI49CTGLf04z+SG5x8Frtz2HVKsFSUHkGU8yzmbIru7io5saqgSkl2uhnjmkR FMBpmR5AUwnn+EYgQEF6SQ== 0000950124-03-002211.txt : 20030630 0000950124-03-002211.hdr.sgml : 20030630 20030630110130 ACCESSION NUMBER: 0000950124-03-002211 CONFORMED SUBMISSION TYPE: 11-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USG CORP CENTRAL INDEX KEY: 0000757011 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270] IRS NUMBER: 363329400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 11-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08864 FILM NUMBER: 03762946 BUSINESS ADDRESS: STREET 1: 125 S FRANKLIN ST STREET 2: DEPT. 188 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126064000 11-K/A 1 c77981a1e11vkza.txt AMENDMENT TO ANNUAL REPORT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ================================================================================ FORM 11-K/A Amendment No. 1 (Mark One) X ANNUAL REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2002 OR TRANSITION REPORT PURSUANT TO SECTION 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-8864 A. Full title of plan and the address of the plan, if different from that of the issuer named below: USG CORPORATION INVESTMENT PLAN B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: USG Corporation 125 South Franklin Street Chicago, IL 60606-4678 ================================================================================ TABLE OF CONTENTS Explanatory Note Signatures Exhibit Index Exhibit 23 Exhibit 99.1 EXPLANATORY NOTE This Form 11-K/A amends the Form 11-K of the USG Corporation Investment Plan (formerly the USG Corporation Investment Plan for Salaried Employees) filed on March 28, 2003, for the purposes of including the Consent of the Independent Public Accountants attached hereto as Exhibit 23 and the Certification Pursuant to 18 U.S.C. Section 1350 attached hereto as Exhibit 99.1. SIGNATURE The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the USG Corporation Pension and Investment Committee has duly caused this amendment to its annual report to be signed on its behalf by the undersigned hereunto duly authorized. USG CORPORATION INVESTMENT PLAN By: /s/ Peter K. Maitland ------------------------------ Peter K. Maitland, Plan Administrator Date: June 30, 2003 - -------------------------------------------------------------------------------- EXHIBIT INDEX Exhibit No. Description Exhibit 23 Consent of Independent Accountants. Exhibit 99.1 Certification of Richard H. Fleming, Chairman of the USG Corporation Pension and Investment Committee and Peter K. Maitland, Plan Administrator. EX-23 3 c77981a1exv23.txt CONSENT OF INDEPENDENT ACCOUNTANTS EXHIBIT 23 CONSENT OF INDEPENDENT ACCOUNTANTS WITH RESPECT TO FORM S-8 As independent auditors, we hereby consent to the incorporation by reference of our report, dated March 14, 2003, appearing in the USG Corporation Investment Plan Annual Report on Form 11-K, for the year ended December 31, 2002, into USG Corporation's previously filed Registration Statements No. 2-94787, 33-63554 and 33-9948 on Form S-8. It should be noted that we have not examined any financial statements of the Investment Plan subsequent to December 31, 2002, or performed any audit procedures subsequent to the date of our report. /s/ Hill Taylor LLC Hill Taylor, LLC Chicago, Illinois March 28, 2003 EX-99.1 4 c77981a1exv99w1.txt CERTIFICATION OF CHAIRMAN AND PLAN ADMINISTRATOR EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of the USG Corporation Investment Plan (the "Plan") on Form 11-K for the year ended December 31, 2002, as filed with the Securities and Exchange Commission on March 28, 2002, and as amended on the date hereof (the "Report"), the undersigned, the Plan Administrator, and the Chairman of the USG Corporation Pension and Investment Committee, certify pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ("Section 906"), to the best of their knowledge, that: (1) The Report fully complies with the requirements of Section 13 (a) of the Securities Exchange Act of 1934 (15 U.S.C. 78m); and (2) The information contained in the Report fairly presents, in all material respects, the statements of net assets available for benefits and the statements of changes in net assets available for benefits of the Plan. June 30, 2003 By: /s/ Peter K. Maitland -------------------------------- Peter K. Maitland, Plan Administrator By: /s/ Richard H. Fleming -------------------------------- Richard H. Fleming, Chairman of the USG Corporation Pension and Investment Committee A signed original of this written statement required by Section 906 has been provided to the Plan and will be retained by the Plan and furnished to the Securities and Exchange Commission or its staff upon request. -----END PRIVACY-ENHANCED MESSAGE-----