0000757011-18-000074.txt : 20180802 0000757011-18-000074.hdr.sgml : 20180802 20180802173249 ACCESSION NUMBER: 0000757011-18-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180802 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holmes Joseph W CENTRAL INDEX KEY: 0001722131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08864 FILM NUMBER: 18989697 MAIL ADDRESS: STREET 1: USG CORPORATION STREET 2: 550 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: USG CORP CENTRAL INDEX KEY: 0000757011 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270] IRS NUMBER: 363329400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 WEST ADAMS STREET STREET 2: DEPARTMENT 188 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-606-4000 MAIL ADDRESS: STREET 1: DEPARTMENT #188 STREET 2: 550 WEST ADAMS STREET CITY: CHICAGO STATE: IL ZIP: 60661 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-08-02 0 0000757011 USG CORP USG 0001722131 Holmes Joseph W C/O USG CORPORATION 550 WEST ADAMS STREET CHICAGO IL 60661 0 1 0 0 Senior Vice President Common Stock 2018-08-02 4 M 0 2337 11.98 A 25768 D Common Stock 2018-08-02 4 M 0 2412 18.99 A 28180 D Common Stock 2018-08-02 4 M 0 3082 14.76 A 31262 D Common Stock 2018-08-02 4 S 0 7831 43.1715 D 23431 D Employee Stock Option (Right to Buy) 11.98 2018-08-02 4 M 0 2337 0 D 2020-02-10 Common Stock 2337 0 D Employee Stock Option (Right to Buy) 18.99 2018-08-02 4 M 0 2412 0 D 2021-02-09 Common Stock 2412 0 D Employee Stock Option (Right to Buy) 14.76 2018-08-02 4 M 0 3082 0 D 2022-02-08 Common Stock 3082 0 D The per share sales price for the common stock sold in the reported transaction ranged from $43.15 to $43.19673. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 10, 2011. The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 9, 2012. The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 8, 2013. /s/ Jonathan Dorfman, Attorney-In-Fact 2018-08-02