0001095811-01-505010.txt : 20011008 0001095811-01-505010.hdr.sgml : 20011008 ACCESSION NUMBER: 0001095811-01-505010 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010913 FILED AS OF DATE: 20010920 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEORX CORP CENTRAL INDEX KEY: 0000755806 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 911261311 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16614 FILM NUMBER: 1740900 BUSINESS ADDRESS: STREET 1: 410 W HARRISON ST CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 206-286-25 MAIL ADDRESS: STREET 1: 410 W. HARRISON STREET 2: 410 W. HARRISON CITY: SEATTLE STATE: WA ZIP: 98119 COMPANY DATA: COMPANY CONFORMED NAME: SABO LESLIE J CENTRAL INDEX KEY: 0001159287 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 2410 EAST MCKINNEY STREET STREET 2: APT. #1033 CITY: DENTON STATE: TX ZIP: 76201 BUSINESS PHONE: (206) 281-7001 MAIL ADDRESS: STREET 1: 410 WEST HARRISON STREET CITY: SEATTLE STATE: WA ZIP: 98119-4007 3 1 v75867e3.txt FORM 3 1 -------- U.S. SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 3 WASHINGTON, DC 20549 OMB APPROVAL -------- ------------------------------ INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0104 Expires: December 31, 2001 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) hours per response ....... 0.5 of the Investment Company Act of 1940 ------------------------------ (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Statement Trading Symbol of Original SABO LESLIE J. (Month/Day/Year) NEORX CORPORATION (NERX) (Month/Day/Year) ---------------------------------------- 9/13/01 ---------------------------------- (Last) (First) (Middle) ---------------------------- 5. Relationship of Reporting ----------------------- 3. IRS or Social Security Person to Issuer 7. Individual or Joint/ 410 WEST HARRISON STREET Number of Reporting (Check all applicable) Group Filing (Check ---------------------------------------- Person (Voluntary) Director 10% Owner applicable line) (Street) ----- ----- X Form filed by ---------------------------- X Officer Other ----- One Reporting SEATTLE WA 98119 ----- (give ----- (specify Person ---------------------------------------- title below) below) Form filed by (City) (State) (Zip) VP, MANUFACTURING ----- More than One ---------------------------------- Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 4) (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the form is filed by more than one Reporting Person, see Instruction 5(b)(v). SEC 1473 (3-99) POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER.
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FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deriv- ative ative Security: Security ------------------------------------------------- Direct Date Expira- Amount or (D) or Exercis- tion Title Number Indirect (I) able Date of Shares (Instr. 5) ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (Right to Buy) (1) 5/11/11 Common Stock 25,000 6.15 D ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (Right to Buy) (2) 9/17/11 Common Stock 40,000 2.34 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) 25% exercisable one year after the grant date and subsequently in equal monthly installments of 1/48th per month of the original grant beginning 6/11/02 in accordance with the restated employee stock option plan. (2) 25% exercisable one year after the grant date and subsequently in equal monthly installments of 1/48th per month of the original grant beginning 10/17/02 in accordance with the restated employee stock option plan. **Intentional misstatements or omissions of facts constitute Federal Criminal /s/ Leslie J. Sabo 9/20/01 Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------- ---------------- **Signature of Reporting Person Date Note. File three copies of this form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently value OMB Number. SB003708079