0001095811-01-505010.txt : 20011008
0001095811-01-505010.hdr.sgml : 20011008
ACCESSION NUMBER: 0001095811-01-505010
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010913
FILED AS OF DATE: 20010920
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEORX CORP
CENTRAL INDEX KEY: 0000755806
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 911261311
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16614
FILM NUMBER: 1740900
BUSINESS ADDRESS:
STREET 1: 410 W HARRISON ST
CITY: SEATTLE
STATE: WA
ZIP: 98119
BUSINESS PHONE: 206-286-25
MAIL ADDRESS:
STREET 1: 410 W. HARRISON
STREET 2: 410 W. HARRISON
CITY: SEATTLE
STATE: WA
ZIP: 98119
COMPANY DATA:
COMPANY CONFORMED NAME: SABO LESLIE J
CENTRAL INDEX KEY: 0001159287
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 3
BUSINESS ADDRESS:
STREET 1: 2410 EAST MCKINNEY STREET
STREET 2: APT. #1033
CITY: DENTON
STATE: TX
ZIP: 76201
BUSINESS PHONE: (206) 281-7001
MAIL ADDRESS:
STREET 1: 410 WEST HARRISON STREET
CITY: SEATTLE
STATE: WA
ZIP: 98119-4007
3
1
v75867e3.txt
FORM 3
1
-------- U.S. SECURITIES AND EXCHANGE COMMISSION ------------------------------
FORM 3 WASHINGTON, DC 20549 OMB APPROVAL
-------- ------------------------------
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0104
Expires: December 31, 2001
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden
Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) hours per response ....... 0.5
of the Investment Company Act of 1940 ------------------------------
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date
Statement Trading Symbol of Original
SABO LESLIE J. (Month/Day/Year) NEORX CORPORATION (NERX) (Month/Day/Year)
---------------------------------------- 9/13/01 ----------------------------------
(Last) (First) (Middle) ---------------------------- 5. Relationship of Reporting -----------------------
3. IRS or Social Security Person to Issuer 7. Individual or Joint/
410 WEST HARRISON STREET Number of Reporting (Check all applicable) Group Filing (Check
---------------------------------------- Person (Voluntary) Director 10% Owner applicable line)
(Street) ----- ----- X Form filed by
---------------------------- X Officer Other ----- One Reporting
SEATTLE WA 98119 ----- (give ----- (specify Person
---------------------------------------- title below) below) Form filed by
(City) (State) (Zip) VP, MANUFACTURING ----- More than One
---------------------------------- Reporting Person
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TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
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1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect
(Instr. 4) Beneficially Owned Direct (D) or Beneficial
(Instr. 4) Indirect (I) Ownership (Instr. 4)
(Instr. 5)
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
*If the form is filed by more than one Reporting Person, see Instruction 5(b)(v). SEC 1473 (3-99)
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM
ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB NUMBER.
2
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect
(Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership
Expiration Date Derivative Security Exercise Form of (Instr. 5)
(Month/Day/ (Instr. 4) Price of Deriv-
Year) Deriv- ative
ative Security:
Security
------------------------------------------------- Direct
Date Expira- Amount or (D) or
Exercis- tion Title Number Indirect (I)
able Date of Shares (Instr. 5)
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Stock Option (Right to Buy) (1) 5/11/11 Common Stock 25,000 6.15 D
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Stock Option (Right to Buy) (2) 9/17/11 Common Stock 40,000 2.34 D
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Explanation of Responses:
(1) 25% exercisable one year after the grant date and subsequently in equal monthly installments of 1/48th per month of the original
grant beginning 6/11/02 in accordance with the restated employee stock option plan.
(2) 25% exercisable one year after the grant date and subsequently in equal monthly installments of 1/48th per month of the
original grant beginning 10/17/02 in accordance with the restated employee stock option plan.
**Intentional misstatements or omissions of facts constitute Federal Criminal /s/ Leslie J. Sabo 9/20/01
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------- ----------------
**Signature of Reporting Person Date
Note. File three copies of this form, one of which must be manually signed.
If space provided is insufficient, See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently value OMB Number.
SB003708079