-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ik703BpAqtXrhIXlnIt9Nm7j9jNjgSICcFceTiBrJdF45F4Y7OZ2yeIqGS9KBA6P F7zZQ6ZgLhiEFXEhZgls2w== /in/edgar/work/0000755806-00-000014/0000755806-00-000014.txt : 20001003 0000755806-00-000014.hdr.sgml : 20001003 ACCESSION NUMBER: 0000755806-00-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEORX CORP CENTRAL INDEX KEY: 0000755806 STANDARD INDUSTRIAL CLASSIFICATION: [2835 ] IRS NUMBER: 911261311 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-16614 FILM NUMBER: 733583 BUSINESS ADDRESS: STREET 1: 410 W HARRISON ST CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 206-286-25 MAIL ADDRESS: STREET 1: 410 W. HARRISON STREET 2: 410 W. HARRISON CITY: SEATTLE STATE: WA ZIP: 98119 COMPANY DATA: COMPANY CONFORMED NAME: HARGREAVES KAREN AUDITORE CENTRAL INDEX KEY: 0001084913 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 15438 SE 47TH STREET CITY: BELLEVUE STATE: WA ZIP: 98006 BUSINESS PHONE: 2062817001 MAIL ADDRESS: STREET 1: 15438 SE 47TH ST CITY: BELLEVUE STATE: WA ZIP: 98006 4 1 0001.txt FORM 4 - 09/2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person AUDITORE-HARGREAVES, KAREN 15438 SE 47TH STREET BELLEVUE, WA 98006 2. Issuer Name and Ticker or Trading Symbol NEORX CORPORATION NERX 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 09/2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) VICE PRESIDENT RESEARCH AND DEVELOPMENT 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |09/14/|M | |5,000 |A |1.375 | |D | | |2000 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |09/14/|S | |5,000 |D |20.00 |-0- |D | | |2000 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |1.375 |9/14/|M | |5,000 |D |(1) |5/13/|Common stock|5,000 | |120,000 |D | | - - (right to buy) | |2000 | | | | | |2009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Exercisable beginning 5/13/2000, vesting 1/4 per year over four years in accordance with the vesting schedule of the employee stock option plan. SIGNATURE OF REPORTING PERSON Karen Auditore-Hargreaves DATE October 2, 2000 -----END PRIVACY-ENHANCED MESSAGE-----