-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ET8HoMU/Ksv1pxEz3newBqyLuRcZQ/lTflTQWFz0KufboDgQo3Ts8J7X7moFEACX YIJY60Pbm9ZhPDabp25wVg== 0001140361-05-002794.txt : 20050407 0001140361-05-002794.hdr.sgml : 20050407 20050407180738 ACCESSION NUMBER: 0001140361-05-002794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050330 FILED AS OF DATE: 20050407 DATE AS OF CHANGE: 20050407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSMONTAIGNE INC CENTRAL INDEX KEY: 0000755199 STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610] IRS NUMBER: 061052062 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1670 BROADWAY STREET 2: SUITE 3100 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3036268200 MAIL ADDRESS: STREET 1: P O BOX 5660 STREET 2: SUITE 3100 CITY: DENVER STATE: CO ZIP: 80217-5660 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMONTAIGNE OIL CO DATE OF NAME CHANGE: 19960724 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD EXPLORATION CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11763 FILM NUMBER: 05740084 BUSINESS ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125267000 MAIL ADDRESS: STREET 1: LEHMAN BROTHERS STREET 2: 745 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 4 1 doc1.xml FORM 4 X0202 4 2005-03-30 0 0000755199 TRANSMONTAIGNE INC TMG 0000806085 LEHMAN BROTHERS HOLDINGS INC 745 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.01 2005-03-30 4 C 0 400000 6.60 A 403664 I See footnote Series B Convertible Preferred Stock 6.60 2005-03-30 4 C 0 2640 0 D 2007-12-31 Common Stock 400000 29455 I See footnote This form is a joint filing with LB I Group Inc. ("LB I Group") and Lehman Brothers Inc. ("LBI"). LB I Group is a wholly-owned subsidiary of LBI which is a wholly-owned subsidiary of the Reporting Person. LB I Group is the actual owner of 400,000 shares of Common Stock reported herein. LBI is the actual owner of 3,664 shares of Common Stock reported herein. The Series B Convertible Preferred security (the "Security") has a liquidation value of $1,000 per share and is convertible into Common Stock at the rate of $6.60 of liquidation value per share of Common Stock. Therefore, each share of the Security is convertible into 151.515 shares of Common Stock. Immediately LB I Group is the actual owner of the Securities reported herein. JOINT FILER INFORMATION Title of Securities: Common Stock and Series B Convertible Preferred Stock Issuer and Ticker Symbol: Transmontaigne Inc. (TMG) Designated Filer: Lehman Brothers Holdings Inc. Other Joint Filer(s): Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019 LB I Group Inc. 745 Seventh Avenue New York, New York 10019 Date of Event Requiring Statement: March 30, 2005 Signature on behalf of other joint filer(s): Lehman Brothers Inc. /s/ Barrett S. DiPaolo Senior Vice President LB I Group Inc. /s/ Barrett S. DiPaolo Authorized Signatory /s/ Barrett S. DiPaolo 2005-04-07 -----END PRIVACY-ENHANCED MESSAGE-----