0001493152-23-001412.txt : 20230113
0001493152-23-001412.hdr.sgml : 20230113
20230113160526
ACCESSION NUMBER: 0001493152-23-001412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230111
FILED AS OF DATE: 20230113
DATE AS OF CHANGE: 20230113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newtyn Management, LLC
CENTRAL INDEX KEY: 0001569241
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02348
FILM NUMBER: 23528767
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2465
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC GAS & ELECTRIC Co
CENTRAL INDEX KEY: 0000075488
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 940742640
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 BEALE ST
STREET 2: P O BOX 770000
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94177
BUSINESS PHONE: 4159737000
MAIL ADDRESS:
STREET 1: 77 BEALE STREET
STREET 2: P O BOX 770000
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94177
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC GAS & ELECTRIC CO
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2023-01-11
0
0000075488
PACIFIC GAS & ELECTRIC Co
PCG
0001569241
Newtyn Management, LLC
60 EAST 42ND STREET, SUITE 960
NEW YORK
NY
10165
0
0
1
0
First pref stock, par value $25, 6% nonredeemable
2023-01-11
4
S
0
2000
20.583
D
300207
I
See Footnote
First pref stock, par value $25, 5% nonredeemable
2023-01-11
4
S
0
4170
17.319
D
50814
I
See Footnote
First pref stock, par value $25, 5% series A redeemable
2023-01-11
4
S
0
1811
17.00
D
80000
I
See Footnote
First pref stock, par value $25, 4.50% redeemable
2023-01-11
4
S
0
1011
17.53
D
136717
I
See Footnote
First pref stock, par value $25, 6% nonredeemable
2023-01-12
4
S
0
3500
20.541
D
296707
I
See Footnote
First pref stock, par value $25, 5% nonredeemable
2023-01-12
4
S
0
5000
17.101
D
45814
I
See Footnote
First pref stock, par value $25, 5% series A redeemable
2023-01-12
4
S
0
1203
17.53
D
78797
I
See Footnote
First pref stock, par value $25, 4.36% series A redeemable
2023-01-12
4
S
0
1700
16.40
D
107011
I
See Footnote
First pref stock, par value $25, 5.50% nonredeemable
247498
I
See Footnote
First pref stock, par value $25, 5% redeemable
159027
I
See Footnote
First pref stock, par value $25, 4.80% redeemable
139266
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.56 to $20.64 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.10 to $17.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $20.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
/s/ Eugene Dozortsev, Authorized Signatory
2023-01-13