0001493152-23-001174.txt : 20230111
0001493152-23-001174.hdr.sgml : 20230111
20230111160524
ACCESSION NUMBER: 0001493152-23-001174
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230109
FILED AS OF DATE: 20230111
DATE AS OF CHANGE: 20230111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newtyn Management, LLC
CENTRAL INDEX KEY: 0001569241
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02348
FILM NUMBER: 23523640
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2465
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC GAS & ELECTRIC Co
CENTRAL INDEX KEY: 0000075488
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 940742640
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 BEALE ST
STREET 2: P O BOX 770000
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94177
BUSINESS PHONE: 4159737000
MAIL ADDRESS:
STREET 1: 77 BEALE STREET
STREET 2: P O BOX 770000
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94177
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC GAS & ELECTRIC CO
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
X0306
4
2023-01-09
0
0000075488
PACIFIC GAS & ELECTRIC Co
PCG
0001569241
Newtyn Management, LLC
60 EAST 42ND STREET, SUITE 960
NEW YORK
NY
10165
0
0
1
0
First pref stock, par value $25, 6% nonredeemable
2023-01-09
4
S
0
3831
20.547
D
305000
I
See Footnote
First pref stock, par value $25, 5.50% nonredeemable
2023-01-09
4
S
0
2800
19.213
D
247498
I
See Footnote
First pref stock, par value $25, 5% nonredeemable
2023-01-09
4
S
0
1500
17.35
D
55484
I
See Footnote
First pref stock, par value $25, 6% nonredeemable
2023-01-10
4
S
0
2793
20.651
D
302207
I
See Footnote
First pref stock, par value $25, 5% nonredeemable
2023-01-10
4
S
0
500
16.991
D
54984
I
See Footnote
First pref stock, par value $25, 5% redeemable
159027
I
See Footnote
First pref stock, par value $25, 5% series A redeemable
81811
I
See Footnote
First pref stock, par value $25, 4.80% redeemable
139266
I
See Footnote
First pref stock, par value $25, 4.50% redeemable
137728
I
See Footnote
First pref stock, par value $25, 4.36% series A redeemable
108711
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $20.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.05 to $19.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.65 to $20.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.98 to $17.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
/s/ Eugene Dozortsev, Authorized Signatory
2023-01-11