0001493152-23-000788.txt : 20230106 0001493152-23-000788.hdr.sgml : 20230106 20230106160531 ACCESSION NUMBER: 0001493152-23-000788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230104 FILED AS OF DATE: 20230106 DATE AS OF CHANGE: 20230106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newtyn Management, LLC CENTRAL INDEX KEY: 0001569241 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02348 FILM NUMBER: 23515093 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GAS & ELECTRIC Co CENTRAL INDEX KEY: 0000075488 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 940742640 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 BEALE ST STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 BUSINESS PHONE: 4159737000 MAIL ADDRESS: STREET 1: 77 BEALE STREET STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC GAS & ELECTRIC CO DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2023-01-04 0 0000075488 PACIFIC GAS & ELECTRIC Co PCG 0001569241 Newtyn Management, LLC 60 EAST 42ND STREET, SUITE 960 NEW YORK NY 10165 0 0 1 0 First pref stock, par value $25, 6% nonredeemable 2023-01-04 4 S 0 6118 20.603 D 308831 I See Footnote First pref stock, par value $25, 5.50% nonredeemable 250298 I See Footnote First pref stock, par value $25, 5% nonredeemable 56984 I See Footnote First pref stock, par value $25, 5% redeemable 159027 I See Footnote First pref stock, par value $25, 5% series A redeemable 81811 I See Footnote First pref stock, par value $25, 4.80% redeemable 139266 I See Footnote First pref stock, par value $25, 4.50% redeemable 137728 I See Footnote First pref stock, par value $25, 4.36% series A redeemable 108711 I See Footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $20.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities. /s/ Eugene Dozortsev, Authorized Signatory 2023-01-06