0001493152-22-034290.txt : 20221202 0001493152-22-034290.hdr.sgml : 20221202 20221202160534 ACCESSION NUMBER: 0001493152-22-034290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221130 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newtyn Management, LLC CENTRAL INDEX KEY: 0001569241 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02348 FILM NUMBER: 221441947 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GAS & ELECTRIC Co CENTRAL INDEX KEY: 0000075488 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 940742640 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 BEALE ST STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 BUSINESS PHONE: 4159737000 MAIL ADDRESS: STREET 1: 77 BEALE STREET STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC GAS & ELECTRIC CO DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2022-11-30 0 0000075488 PACIFIC GAS & ELECTRIC Co PCG 0001569241 Newtyn Management, LLC 60 EAST 42ND STREET, SUITE 960 NEW YORK NY 10165 0 0 1 0 First pref stock, par value $25, 6% nonredeemable 2022-11-30 4 S 0 500 20.41 D 331810 I See Footnote First pref stock, par value $25, 5% nonredeemable 2022-12-01 4 S 0 1400 17.035 D 60483 I See Footnote First pref stock, par value $25, 6% nonredeemable 2022-12-01 4 S 0 1000 20.47 D 330810 I See Footnote First pref stock, par value $25, 5% redeemable 166693 I See Footnote First pref stock, par value $25, 5% series A redeemable 81811 I See Footnote First pref stock, par value $25, 5.50% nonredeemable 253400 I See Footnote First pref stock, par value $25, 4.80% redeemable 139266 I See Footnote First pref stock, par value $25, 4.50% redeemable 137728 I See Footnote First pref stock, par value $25, 4.36% series A redeemable 108711 I See Footnote The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities. /s/ Eugene Dozortsev, Authorized Signatory 2022-12-02