0001493152-22-034022.txt : 20221130 0001493152-22-034022.hdr.sgml : 20221130 20221130160534 ACCESSION NUMBER: 0001493152-22-034022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221128 FILED AS OF DATE: 20221130 DATE AS OF CHANGE: 20221130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newtyn Management, LLC CENTRAL INDEX KEY: 0001569241 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02348 FILM NUMBER: 221435624 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GAS & ELECTRIC Co CENTRAL INDEX KEY: 0000075488 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 940742640 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 BEALE ST STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 BUSINESS PHONE: 4159737000 MAIL ADDRESS: STREET 1: 77 BEALE STREET STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC GAS & ELECTRIC CO DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2022-11-28 0 0000075488 PACIFIC GAS & ELECTRIC Co PCG 0001569241 Newtyn Management, LLC 60 EAST 42ND STREET, SUITE 960 NEW YORK NY 10165 0 0 1 0 First pref stock, par value $25, 5% nonredeemable 2022-11-28 4 S 0 501 17.10 D 61883 I See Footnote First pref stock, par value $25, 5% redeemable 2022-11-28 4 S 0 400 17.00 D 171593 I See Footnote First pref stock, par value $25, 6% nonredeemable 2022-11-29 4 S 0 1600 20.41 D 332310 I See Footnote First pref stock, par value $25, 5% redeemable 2022-11-29 4 S 0 4900 17.015 D 166693 I See Footnote First pref stock, par value $25, 5% series A redeemable 81811 I See Footnote First pref stock, par value $25, 5.50% nonredeemable 253400 I See Footnote First pref stock, par value $25, 4.80% redeemable 139266 I See Footnote First pref stock, par value $25, 4.50% redeemable 137728 I See Footnote First pref stock, par value $25, 4.36% series A redeemable 108711 I See Footnote The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. /s/ Eugene Dozortsev, Authorized Signatory 2022-11-30