0000950123-18-011281.txt : 20181113 0000950123-18-011281.hdr.sgml : 20181113 20181113145830 ACCESSION NUMBER: 0000950123-18-011281 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02220 FILM NUMBER: 181177431 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000754811 XXXXXXXX 09-30-2018 09-30-2018 U S Global Investors Inc

7900 Callaghan Road San Antonio TX 78229

13F HOLDINGS REPORT 028-02220 N Lisa Callicotte 210-308-1294 /s/ Lisa Callicotte San Antonio TX 11-13-2018 0 184 207239 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABBVIE INC COM 00287Y109 415 4389 SH SOLE 0 4389 0 AFFILIATED MANAGERS GROUP COM 008252108 422 3085 SH SOLE 0 3085 0 AGNICO EAGLE MINES LTD COM 008474108 855 25000 SH SOLE 0 25000 0 ALAMOS GOLD INC NEW COM CL A 011532108 1614 350000 SH SOLE 0 350000 0 ALLEGION PUB LTD CO ORD SHS G0176J109 1730 19097 SH SOLE 0 19097 0 AMC NETWORKS INC CL A 00164V103 1485 22383 SH SOLE 0 22383 0 AMERICAN TOWER CORP NEW COM 03027X100 418 2878 SH SOLE 0 2878 0 AMGEN INC COM 031162100 540 2604 SH SOLE 0 2604 0 APPLIED MATLS INC COM 038222105 367 9505 SH SOLE 0 9505 0 AXCELIS TECHNOLOGIES INC COM NEW 054540208 1129 57435 SH SOLE 0 57435 0 BALL CORP COM 058498106 593 13480 SH SOLE 0 13480 0 BANK AMER CORP COM 060505104 461 15638 SH SOLE 0 15638 0 BHP BILLITON LTD SPONSORED ADR 088606108 58 600 SH Call SOLE 0 600 0 BORGWARNER INC COM 099724106 401 9379 SH SOLE 0 9379 0 BP PLC SPONSORED ADR 055622104 120 510 SH Call SOLE 0 510 0 BROADCOM INC COM 11135F101 432 1749 SH SOLE 0 1749 0 CALEDONIA MNG CORP PLC SHS NEW G1757E113 497 72811 SH SOLE 0 72811 0 CAMBREX CORP COM 132011107 1366 19965 SH SOLE 0 19965 0 CHEMOURS CO COM 163851108 1226 31084 SH SOLE 0 31084 0 CIENA CORP COM NEW 171779309 1631 52216 SH SOLE 0 52216 0 CIMAREX ENERGY CO COM 171798101 405 4361 SH SOLE 0 4361 0 CLOROX CO DEL COM 189054109 268 1781 SH SOLE 0 1781 0 CNOOC LTD SPONSORED ADR 126132109 1245 6300 SH SOLE 0 6300 0 COMCAST CORP NEW CL A 20030N101 518 14622 SH SOLE 0 14622 0 COMSTOCK MNG INC COM NEW 205750201 75 533000 SH SOLE 0 533000 0 COMSTOCK MNG INC COM NEW 205750201 129 924329 SH SOLE 0 924329 0 CONSTELLATION BRANDS INC CL A 21036P108 394 1827 SH SOLE 0 1827 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 82 700 SH SOLE 0 700 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 199 1700 SH SOLE 0 1700 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 151 2800 SH SOLE 0 2800 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 388 7200 SH SOLE 0 7200 0 CORCEPT THERAPEUTICS INC COM 218352102 926 66021 SH SOLE 0 66021 0 CSX CORP COM 126408103 515 6956 SH SOLE 0 6956 0 CHEVRON CORP NEW COM 166764100 13 160 SH Call SOLE 0 160 0 DELPHI TECHNOLOGIES PLC SHS G2709G107 882 28125 SH SOLE 0 28125 0 DELTA AIR LINES INC DEL COM NEW 247361702 518 8956 SH SOLE 0 8956 0 DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 777 60000 SH SOLE 0 60000 0 DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 1943 150000 SH SOLE 0 150000 0 DIREXION SHS ETF TR DLY RUSSIA BL 3X 25490K273 113 2700 SH SOLE 0 2700 0 DIREXION SHS ETF TR DAILY JR BULL 3X 25460E851 1110 150000 SH SOLE 0 150000 0 DIREXION SHS ETF TR DAILY JR BULL 3X 25460E851 1665 225000 SH SOLE 0 225000 0 DXC TECHNOLOGY CO COM 23355L106 515 5504 SH SOLE 0 5504 0 ENERGY FUELS INC COM NEW 292671708 1148 350000 SH SOLE 0 350000 0 ENPRO INDS INC COM 29355X107 1081 14827 SH SOLE 0 14827 0 FREEPORT-MCMORAN INC CL B 35671D857 26 800 SH Call SOLE 0 800 0 FREEPORT-MCMORAN INC CL B 35671D857 6 700 SH Call SOLE 0 700 0 FREEPORT-MCMORAN INC CL B 35671D857 1 400 SH Call SOLE 0 400 0 FRANCO NEVADA CORP COM 351858105 2 150 SH Call SOLE 0 150 0 FOX FACTORY HLDG CORP COM 35138V102 1086 15500 SH SOLE 0 15500 0 VANECK VECTORS ETF TR JR GOLD MINERS ETF 92189F791 9 400 SH Call SOLE 0 400 0 SPDR GOLD TRUST GOLD SHS 78463V107 20 200 SH Call SOLE 0 200 0 GOLD STD VENTURES CORP COM 380738104 2150 1250000 SH SOLE 0 1250000 0 GOLDEN STAR RES LTD CDA COM 38119T104 181 250000 SH SOLE 0 250000 0 GOLDEN STAR RES LTD CDA COM 38119T104 2175 3000000 SH SOLE 0 3000000 0 GRACO INC COM 384109104 1422 30687 SH SOLE 0 30687 0 GREAT PANTHER SILVER LTD COM 39115V101 638 750000 SH SOLE 0 750000 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 623 375000 SH SOLE 0 375000 0 HAWAIIAN HOLDINGS INC COM 419879101 1549 38626 SH SOLE 0 38626 0 HECLA MNG CO COM 422704106 3750 1344200 SH SOLE 0 1344200 0 HECLA MNG CO COM 422704106 3906 1400000 SH SOLE 0 1400000 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 171 1800 SH SOLE 0 1800 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 428 4500 SH SOLE 0 4500 0 HOME DEPOT INC COM 437076102 2217 10704 SH SOLE 0 10704 0 IAMGOLD CORP COM 450913108 920 250000 SH SOLE 0 250000 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 157 2000 SH SOLE 0 2000 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 400 5100 SH SOLE 0 5100 0 INNOVATOR ETFS TR IBD 50 ETF 45782C102 77 2000 SH SOLE 0 2000 0 INNOVATOR ETFS TR IBD 50 ETF 45782C102 204 5300 SH SOLE 0 5300 0 INTEL CORP COM 458140100 384 8125 SH SOLE 0 8125 0 ISHARES TR MSCI POLAND ETF 46429B606 363 15200 SH SOLE 0 15200 0 KIMBERLY CLARK CORP COM 494368103 2253 19825 SH SOLE 0 19825 0 LOUISIANA PAC CORP COM 546347105 1102 41600 SH SOLE 0 41600 0 LUXOFT HLDG INC ORD SHS CL A G57279104 175 3700 SH SOLE 0 3700 0 MARATHON PETE CORP COM 56585A102 538 6724 SH SOLE 0 6724 0 MECHEL PAO SPONSORED ADR NE 583840608 246 78000 SH SOLE 0 78000 0 MERCER INTL INC COM 588056101 1134 67500 SH SOLE 0 67500 0 MGP INGREDIENTS INC NEW COM 55303J106 944 11957 SH SOLE 0 11957 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 164 19200 SH SOLE 0 19200 0 MONDELEZ INTL INC CL A 609207105 461 10721 SH SOLE 0 10721 0 NEVSUN RES LTD COM 64156L101 665 150000 SH SOLE 0 150000 0 NEWMONT MINING CORP COM 651639106 1510 50000 SH SOLE 0 50000 0 NEXTERA ENERGY INC COM 65339F101 412 2457 SH SOLE 0 2457 0 NIC INC COM 62914B100 902 60948 SH SOLE 0 60948 0 NUTRIEN LTD COM 67077M108 138 300 SH Call SOLE 0 300 0 NUTRI SYS INC NEW COM 67069D108 901 24321 SH SOLE 0 24321 0 PAN AMERICAN SILVER CORP COM 697900108 2214 150000 SH SOLE 0 150000 0 PBF ENERGY INC CL A 69318G106 1168 23400 SH SOLE 0 23400 0 PEABODY ENERGY CORP NEW COM 704551100 1016 28500 SH SOLE 0 28500 0 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 964 22474 SH SOLE 0 22474 0 PHILLIPS 66 COM 718546104 445 3951 SH SOLE 0 3951 0 PITNEY BOWES INC COM 724479100 778 109837 SH SOLE 0 109837 0 PRETIUM RES INC COM 74139C102 2283 300000 SH SOLE 0 300000 0 PRETIUM RES INC COM 74139C102 2283 300000 SH SOLE 0 300000 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 50 280 SH Call SOLE 0 280 0 RESOLUTE FST PRODS INC COM 76117W109 1058 81700 SH SOLE 0 81700 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 596 4583 SH SOLE 0 4583 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 149 1550 SH SOLE 0 1550 0 S&P GLOBAL INC COM 78409V104 1699 8694 SH SOLE 0 8694 0 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 10 2000 SH SOLE 0 2000 0 SANDSTORM GOLD LTD COM NEW 80013R206 306 82000 SH SOLE 0 82000 0 SANDSTORM GOLD LTD COM NEW 80013R206 2238 600000 SH SOLE 0 600000 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 75 1300 SH SOLE 0 1300 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 191 3300 SH SOLE 0 3300 0 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 694 11500 SH SOLE 0 11500 0 SINOPEC SHANGHAI PETROCHEMIC SPON ADR H 82935M109 1273 21100 SH SOLE 0 21100 0 SILVERCORP METALS INC COM 82835P103 1482 600000 SH SOLE 0 600000 0 SLEEP NUMBER CORP COM 83125X103 1305 35480 SH SOLE 0 35480 0 SOUTHWESTERN ENERGY CO COM 845467109 1317 257710 SH SOLE 0 257710 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 76 1000 SH SOLE 0 1000 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 204 2700 SH SOLE 0 2700 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 34 123 SH Put SOLE 0 123 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 88 321 SH Put SOLE 0 321 0 SSR MNG INC COM 784730103 871 100000 SH SOLE 0 100000 0 SUNTRUST BKS INC COM 867914103 415 6220 SH SOLE 0 6220 0 TAUBMAN CTRS INC COM 876664103 1412 23593 SH SOLE 0 23593 0 TECK RESOURCES LTD CL B 878742204 434 18000 SH SOLE 0 18000 0 TEXAS INSTRS INC COM 882508104 389 3624 SH SOLE 0 3624 0 TIVITY HEALTH INC COM 88870R102 851 26463 SH SOLE 0 26463 0 TOTAL S A SPONSORED ADR 89151E109 231 600 SH Call SOLE 0 600 0 TREX CO INC COM 89531P105 1597 20743 SH SOLE 0 20743 0 TRINSEO S A SHS L9340P101 1221 15600 SH SOLE 0 15600 0 UNION PAC CORP COM 907818108 461 2832 SH SOLE 0 2832 0 UNITED PARCEL SERVICE INC CL B 911312106 2284 19559 SH SOLE 0 19559 0 UNITEDHEALTH GROUP INC COM 91324P102 428 1609 SH SOLE 0 1609 0 VERIZON COMMUNICATIONS INC COM 92343V104 466 8719 SH SOLE 0 8719 0 VISA INC COM CL A 92826C839 533 3550 SH SOLE 0 3550 0 WHEATON PRECIOUS METALS CORP COM 962879102 1750 100000 SH SOLE 0 100000 0 YAMANA GOLD INC COM 98462Y100 1494 600000 SH SOLE 0 600000 0 YUM BRANDS INC COM 988498101 561 6172 SH SOLE 0 6172 0 ZIONS BANCORPORATION COM 989701107 387 7720 SH SOLE 0 7720 0 ZOETIS INC CL A 98978V103 513 5608 SH SOLE 0 5608 0 ALASKA AIR GROUP INC COM 011659109 4033 58570 SH SOLE 0 58570 0 ALLEGIANT TRAVEL CO COM 01748X102 3981 31395 SH SOLE 0 31395 0 AMERICAN AIRLS GROUP INC COM 02376R102 12046 291453 SH SOLE 0 291453 0 BOEING CO COM 097023105 3045 8188 SH SOLE 0 8188 0 DELTA AIR LINES INC DEL COM NEW 247361702 12083 208938 SH SOLE 0 208938 0 FORTUNA SILVER MINES INC COM 349915108 302 69071 SH SOLE 0 69071 0 FORTUNA SILVER MINES INC COM 349915108 100 22909 SH SOLE 0 22909 0 GENERAL DYNAMICS CORP COM 369550108 3000 14652 SH SOLE 0 14652 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 298 123095 SH SOLE 0 123095 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 98 40588 SH SOLE 0 40588 0 HAWAIIAN HOLDINGS INC COM 419879101 3076 76713 SH SOLE 0 76713 0 JETBLUE AIRWAYS CORP COM 477143101 4017 207508 SH SOLE 0 207508 0 KINROSS GOLD CORP COM NO PAR 496902404 372 137808 SH SOLE 0 137808 0 ROYAL GOLD INC COM 780287108 991 12863 SH SOLE 0 12863 0 ROYAL GOLD INC COM 780287108 331 4291 SH SOLE 0 4291 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 997 10380 SH SOLE 0 10380 0 SKYWEST INC COM 830879102 4008 68047 SH SOLE 0 68047 0 SOUTHWEST AIRLS CO COM 844741108 12051 192974 SH SOLE 0 192974 0 SPIRIT AIRLS INC COM 848577102 3984 84827 SH SOLE 0 84827 0 UNITED CONTL HLDGS INC COM 910047109 12194 136915 SH SOLE 0 136915 0 FRANCO NEVADA CORP COM 351858105 998 15952 SH SOLE 0 15952 0 KIRKLAND LAKE GOLD LTD COM 49741E100 303 15930 SH SOLE 0 15930 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 392 236420 SH SOLE 0 236420 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 130 78276 SH SOLE 0 78276 0 PAN AMERICAN SILVER CORP COM 697900108 295 20000 SH SOLE 0 20000 0 SILVERCORP METALS INC COM 82835P103 405 164125 SH SOLE 0 164125 0 TEXTRON INC COM 883203101 3029 42386 SH SOLE 0 42386 0 COPA HOLDINGS SA CL A P31076105 998 12499 SH SOLE 0 12499 0 GOL LINHAS AEREAS INTLG S A SPON ADR PFD NEW 38045R206 950 174069 SH SOLE 0 174069 0 GRUPO AEROPORTUARIO CTR NORT SPON ADR 400501102 1030 18093 SH SOLE 0 18093 0 WHEATON PRECIOUS METALS CORP COM 962879102 961 54923 SH SOLE 0 54923 0 ALAMOS GOLD INC NEW COM CL A 011532108 298 64542 SH SOLE 0 64542 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 200 14942 SH SOLE 0 14942 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 66 4936 SH SOLE 0 4936 0 ELDORADO GOLD CORP NEW COM 284902103 306 346381 SH SOLE 0 346381 0 KINROSS GOLD CORP COM NO PAR 496902404 131 48168 SH SOLE 0 48168 0 FRANCO NEVADA CORP COM 351858105 330 5279 SH SOLE 0 5279 0 KIRKLAND LAKE GOLD LTD COM 49741E100 100 5254 SH SOLE 0 5254 0 AURYN RES INC COM 05208W108 1604 1500000 SH SOLE 0 1500000 0 SILVERCREST METALS INC COM 828363101 2542 1045000 SH SOLE 0 1045000 0 PAN AMERICAN SILVER CORP COM 697900108 101 6873 SH SOLE 0 6873 0 SILVERCORP METALS INC COM 82835P103 134 54785 SH SOLE 0 54785 0 ALIO GOLD INC COM 01627X108 590 740000 SH SOLE 0 740000 0 ALIO GOLD INC COM 01627X108 393 492923 SH SOLE 0 492923 0 TECK RESOURCES LTD CL B 878742204 745 30900 SH SOLE 0 30900 0 AMERICAS SILVER CORP COM NEW 03063L705 591 250000 SH SOLE 0 250000 0 AMERICAS SILVER CORP COM NEW 03063L705 236 100000 SH SOLE 0 100000 0 WHEATON PRECIOUS METALS CORP COM 962879102 334 19095 SH SOLE 0 19095 0 NORBORD INC COM NEW 65548P403 1038 31300 SH SOLE 0 31300 0 ALAMOS GOLD INC NEW COM CL A 011532108 101 21947 SH SOLE 0 21947 0 HUDBAY MINERALS INC COM 443628102 1271 250800 SH SOLE 0 250800 0 ELDORADO GOLD CORP NEW COM 284902103 90 103130 SH SOLE 0 103130 0 EMX RTY CORP COM 26873J107 14 11178 SH SOLE 0 11178 0